Thank you, Danny Boyle

Danny Boyle’s Olympic Opening Ceremony was unexpectedly enjoyable. From the opening ring (courtesy of Bradley Wiggins) of a 27 ton bell, to the closing festivities, it conveyed a multilayered and multivalent sense of many aspects of what Britain is and isn’t (a point deftly made by the New Yorker late last night). As Boyle himself put it, ‘The Ceremony is an attempt to capture a picture of ourselves as a nation, where we have come from and where we want to be.”

I always watch the opening ceremonies of Olympics, partly because I conduct research, off and on, regarding the urban impacts of mega-events like the Olympics and World’s Fairs. This said the opening ceremony for the London Games resonated with me in a particular way because of experiences in Britain as a foreign student from 1992-1995, and then as a junior lecturer (1996-1997), both in Bristol in the South West of England.

What struck me? Well, the Olympic opening ceremony flagged the music, the landscapes (urban and rural), the family dynamics, the cultural politics, and the institutions (including the National Health Service, NHS) I encountered on a regular basis as a foreign student. Britain is relatively small so students can travel around easily and experience diverse geographies including the bustling global city of London (via a cheap shoppers’ express bus), deindustrialized parts of the Midland’s Black Country, and subtly different ‘rural idylls’ via train, car and foot. I lived in Bristol with my wife Janice, also a Canadian, and we have abundant memories of experiences in these diverse geographies, as well as with fellow students, advisors (in my case the superb duo of Nigel Thrift & Keith Bassett), quirky staff, and an astonishing range of Bristolians in the city. These positive experiences were all jolted back to life via segments of the opening ceremony last night.

Glimmers of quality British TV, cinema, literature, and radio were also abundant in the opening ceremony, though perhaps somewhat of a challenge to connect to for people with little understanding of Britain’s history and geographies. For example, a relatively small number of TV and radio stations (this is a pre-Sirius XM world), with quite a few high quality shows on them, kept us busy on many evenings after our first son was born (thank you, Saint Michael’s Hospital & the NHS). Many of these shows, or the actors and musicians evident in them (e.g., on Later with Jools Holland), were unique from a foreign students’ perspective, and I detected several of them in the multi-decade segment regarding family/music/technology in last night’s opening ceremony.

[for the life of me I can’t understand why the UK inflicts the wretched BBC Canada and BBC America on North Americans when there is so much more to offer]

British cities were also served by real bookstores (thank you, Blackwell’s Bookshop) during our stay and it was in these that we sourced our newborn son’s first picture books on top of all sorts of other books. The respect for literature, and the imagination, was also evident in the opening ceremony.

I also enjoyed the sense of seriousness, mixed with irreverence, in the ceremony. More specifically, it was the intermingling of moments of tribute (e.g., regarding World War I’s soldiers, the suffragette movement, the establishment of trade unions, national healthcare), humour (e.g., Rowan Atkinson (aka Mr Bean), James Bond and a skydiving Queen), and cultural production, that dredged up ever so many memories of good/quick humour, critical debate, biting satire, and thoughtful discourse, in my Britain circa 1992-1997.

Each experience abroad for a foreign student (and other family members in cases) generates a multitude of impacts, with only two being the degree acquired and the so-called ‘export earnings’ generated. Even terms like ‘soft power,’ a concept designed to capture a utilitarian and strategic dynamic, are not effective in helping shed light on the international student dynamic. While I am only drawing upon my own experiences here as a child of the Commonwealth, key stakeholders would be wise to remember that many aspects of international student mobility cannot be quantified, nor strategized about, yet they matter in quite significant if complicated ways.

Kris Olds

AUSTERITY FASHIONISTA or A CALL TO LOOK BEFORE YOU LEAP: Reflections on Higher Education Budget Cuts in England and California

Editors’ note: today’s guest entry has been kindly developed by Dr. John Aubrey Douglass, Senior Research Fellow – Public Policy and Higher Education at the Center for Studies in Higher Education (CSHE) at the University of California – Berkeley, and currently visiting professor at the University of Campinas (Unicamp, Brazil). John Douglass is the co-editor of Globalization’s Muse: Universities and Higher Education Systems in a Changing World (Public Policy Press, 2009), and author of The Conditions for Admissions (Stanford Press 2007) and The California Idea and American Higher Education (Stanford University Press, 2000; published in Chinese in 2008).

This contribution reflects the author’s recent analysis of the past and future of California’s higher education system: see ‘Re-Imagining California Higher Education‘ Center for Studies in Higher Education (CSHE), UC Berkeley, ROPS Oct 2010; ‘Chaos to Order and Back: the Cal Master Plan@50‘ CSHE ROPS May 2010. This piece should also be read in conjunction with James Vernon’s piece (‘The end of the public university in England‘) in GlobalHigherEd (a genuine ‘hit’ given the traffic it generated) as well as ‘Browne’s gamble: the future of universities‘ by Stefan Collini in the London Review of Books. Mark Blyth of the Watson Institute of International Studies (Brown University) has also helped shed light on the current round of austerity budgets sweeping the globe via this striking new video (aptly titled Austerity) which we posted today just below John Douglass’ entry.

Kris Olds & Susan Robertson

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To a degree unmatched among developed economies, Britain’s new government has decided to embrace austerity in government spending. How is one to interpret the actions of the fresh, young Prime Minister David Cameron and Chancellor of the Exchequer George Osborne? For one, its seems like a legitimate, if perhaps an overreaching, reaction to government debt.

One sees a similar reaction among those nations hit hardest by the Great Recession, with governments with previously existing large deficits and economies built on the housing bubble and consumer debt, including the US, Ireland, and Portugal.

To varying degrees, these nations are now entering a profoundly anti-Keynesian moment, taking a bet that the private sector will quickly make up for public investment and services to help turn their economies around.

A second interpretation? The austerity drive and its severity in England is part of a larger political attack; an opportunity to severely reduce government services and costs not to be missed – a version of the “starve the beast” approach championed now for decades in the United States largely by Republicans.

With a public increasingly wary of the government’s ability to navigate the treacherous waters of the Great Recession, and a building campaign and sense that government debt is a bigger concern than, say, immediate job creation, conservatives on both sides of the Atlantic are attempting to seize an opportunity to cut government spending across the board.

And that is what you see in England. Across the board cuts of some 40 percent are, to say the least, draconian. There are only a few exceptions, including funding for the national health care system. But otherwise, there has been no effort, it seems, to pick and choose winners based on, to imagine another path, long-term effect economic development or educational attainment rates.

Under Gordon Brown’s labour government, higher education suffered relatively minor cuts to research, but always under the specter that more significant cuts were on their way.

Time will tell if Conservative policymaking, with seeming consent of the Liberal Democrats will be a grand economic success. England has a large debt problem, no doubt; but one already sees some signs of economic growth in England’s economy – arguably the partial result of stimulus funding under Brown. Why not a more measured program of cuts over time, marginal increases in revenues, with priority funding where you get long-term economic and social benefits?

But never mind that discussion; what will be the consequences for British higher education?

Like other government services, the university sector is to experience a 40 percent cut in funding from the national government, to be accomplished over a four-year period. Lord Browne’s new report on the future of England’s higher education system, a commission report launched before the recent Conservative victory, has accepted the Cameron government’s austerity demands, and the backroom desire of the Russell Group, that a partial answer is to generously lift the cap on university tuition fees.

The Browne report recommended, and the Tories have formally accepted in their recent budget announcement, the notion of a new cap: a £6,000 per year “threshold,” up from £3,250, to a maximum of £9,000 in “exceptional circumstances” – read, the Russell Group with a collection of some 20 self-appointed elite universities, including Oxbridge.

From a foreign, US perspective, the added edict of the Tories to shift what HEFCE university funding remains to science and engineering fields, and reducing funding to the humanities and social sciences is to seriously meddle with what should normally be internal funding decisions of institutions. Universities now must dig into their fee income if they want to keep these programs in place, placing pressure on their vibrancy, and in some cases existence.

And what is the response of other members of England’s higher education community? It’s a diffuse lot, but Universities UK President Steve Smith, seems to think it is all a done deal, and that the new fee cap “allows universities to replace a large part of the lost state funding for teaching,” by way of post-graduate contributions.

We believe,” explains Smith, “that this package of proposals represents the best available funding system for universities, given the £2.9bn cuts to the higher education budget announced in the Spending Review.

Of course, you get the typical response of students and the growing ranks of dissatisfied university faculty. The University and College Union and the National Union of Students just held a decent sized protest rally in London, with estimates of the number of participants varying from 25,000 to over 50,000. A good amount of the anger is pointed to the Liberal Democrats, who pledged to oppose any increase in university fees.

In my view, the magnitude of the cuts and proposed increases in fees is extremely problematic– a “leap before you look” approach to policymaking that is fairly common in England. Most studies show that you can move to a moderate to high fee, and high bursary/financial aid system with possibly positive influence on socio-economic access. But it also must be a process done slowly, not on the fly, and certainly not in the time frame demanded by Prime Minister Cameron and his party.

How can such dramatic and rapid cuts be absorbed without negatively influencing educational attainment rates, and the vitality and moral of most of England’s higher education institutions? It seems that the “exceptional” fee model may very well benefit the elite institutions, but what is the effect in the larger system, and the not so elite?

Of course, I don’t fully know the answer; nor, might I say, does anyone else. As a matter of reference, however, I can say with a small drip of sarcasm, welcome to the club. Most states in the US have been going through a similar financial restructuring characterized by sizable reduction in government support. California in particular has suffered the wrath of steep, sudden, and unanticipated declines in revenue.

Here is a short story focused on the experience in California.

The Case of California

The dire situation for US higher education is most acute in the state of California, presenting an exaggerated yet common narrative. With some 35 million people, California is the largest state (nearly twice the size of New York in population) and has an economy that ranks among the top ten in the world if it were a country.

The state also has the largest concentration of high technology companies in the American union. Unlike England, California is projected to experience large-scale population growth, with an estimated population of 60 million by 2050.

At the same time, California’s famous public higher education system is undergoing a possibly significant redefinition, driven solely by severe budget cuts and without a long-term strategic plan.

In terms of access and graduation rates, the grand success of California’s pioneering public higher education system, and its Master Plan, is in many ways a thing of the past. Where California was always among the top states in high school graduation rates, in access to higher education, and in degree completion rates, the state now ranks among the bottom ten in most categories.

In short, it is modestly good in access, and an extremely low performer in degree production.

The causes are many, including declining investment in education generally, low high school graduation rates, and high attrition rates among students in higher education – a pattern that correlates with a high number of part-time students in California and an inadequate financial aid model at the national and state level, affecting California’s ranking in a number of funding and performance indicators (see accompanying box).

Note California’s general low ranking in the US; then note that the US has been declining relative to economic competitors among the 32 mostly developed member nations of the Organisation for Economic Cooperation and Economic Development (OECD).

The Great Recession has accelerated California’s decline and may have a significant impact on educational attainment levels in the state – probably a real decline in the short-term.

Declining state revenues has brought a near collapse in the coherence of California’s higher education system. Public funding per student has plummeted and, for the first time, students normally eligible for the University of California and California State University systems have been denied admissions.

Over the past decade, both UC and CSU have been taking on more and more students that are, in the parlance of university administrators, “unfunded.” The University of California has some 15,000 undergraduates receive no corresponding funding from the state; at a campus like Berkeley, some 18 percent of undergraduate are “unfunded” by the state.

California’s Community Colleges could not absorb students who were refused admission to UC and CSU. A budget cut of $825 million for these colleges has led to wholesale cutting of courses and shrinking enrollment capacity, translating into some 200,000 or more prospective Community College students being denied access.

What have been the on the ground, in the trenches effects of the age of austerity?

The Case of the University of California

At the University of California, which includes ten campuses and has the reputation of being one of the most productive and high quality university systems in the world (some six campuses are members of the prestigious Association of American Universities), budget cuts have resulted in large fee increases – not unlike what England will soon experience.

The UC Board of Regents increased fees by 15 percent in Spring 2010, and then did it again in for Fall 2010 – an increase of over 32 percent over less than a two-year period. UC undergraduates now pay about $11,000 a year in fees and campus-based costs; room and board can add $16,000. Graduate and professional students pay more.

Despite a slight increase in funding for UC proposed in the state budget for this year – a glimmer of hope of a marginal resurrection of public funding – UC President Mark Yudof just proposed another 8 percent increase in UC student fees, “to help maintain the university’s excellence.” The increase would take effect in fall 2011.

Like the emerging bursary scheme in England, a third of all fees is returned to lower income students in the form of financial aid. The plan is to expand the so-called “Blue and Gold Opportunity Plan,” a financial aid promise that UC students from families earning below $80,000 annually can attend tuition-free – up from the $70,000 threshold used last year for financial aid.

But these large increases in tuition and fees have not been enough to cover the huge loss of public funding for UC – again, a story that most British higher education institutions (HEIs) will likely experience. State support per student at UC has declined by roughly half in the past two decades.

The other ways to cut? Besides cutting enrollment, the most common path to fiscal austerity is to cut faculty and administrative support staff positions. This drives up student to faculty ratios. At UC, class sizes are up by about 25 percent.

The university has and is eliminating programs, reducing library hours, cutting extracurricular activities, cutting support services, and hiring not only fewer teaching faculty, but also student assistants and part-time student employees. See the accompanying box for a list of impacts for the UC system as a whole, and then at the Berkeley campus where I am.

Take these examples, and magnify them several times and you get a sense of what is happening at the California State University (CSU) which enrolls twice as many students as UC, and is a teaching focused university, and the primary source of teachers and engineers in California.

Large-scale cuts in staffing have resulted in large-scale cuts in courses offered. Reduced course sections will extend graduation time for many students. “Currently, 48% first-time freshmen graduate within six years, which may decrease when students are unable to get into courses needed to graduate,” noted a recent report by the California Postsecondary Education Commission.

The “Brazilian Effect”

Looking beyond UC and CSU, another macro effect is what I call the “Brazilian Effect”:  when public higher education can not keep pace with growing public demand for access and programs, For-Profits rush to fill that gap, and become a much larger provider. This is the pattern in many developing economies – Brazil where more than 50 percent of student enrollment is in For-Profit institutions; Korea, and Poland also reflect this model.

To be fair, Brazil has recently made significant strides to regulate its non-public providers through a new accreditation process, and has pushed the development of three-year colleges oriented toward vocational degree programs.

California is on the opposite side of that curve. There is currently a steep rise in enrollment in For-Profits in California precisely because of cuts in enrollment at UC, CSU, and the Community Colleges.

In essence, California is increasingly having the characteristics of both a developed and an under-developed economy, i.e. a society with high rates of near poverty level incomes, low high school graduation rates, limited access to public higher education, and low production of tertiary degrees.

As my Berkeley colleague James Vernon recently wrote in GlobalHigherEd, one may see a similar phenomenon in England as a nascent British “For-Profit sector awaits in the wings hungry to buy up or ‘rescue’ the publics that will surely fail in the years ahead.”

Some growth in the For-Profit sectors in California is inevitable and good. A diversified market of higher education providers is an essential component to expanding access and graduation rates. But there is evidence that much of that sector is of low quality and productivity and very expensive for the student and the federal and state governments which provide grants and loans to students.

Some 80 percent or more of For-Profit operating expenses come from taxpayer funded student grants and loans. Particularly at the traditional college cohort of 18 to 24 year-olds, very high attrition is common among these institutions and, in turn, low degree production rates – even lower than comparable public institutions. In 2008-09, students at for-profits accounted for nearly 10 percent of all higher education students, but received 23 percent of all federal student aid, roughly $23.9 billion, according to a recent Congressional report.

The Obama administration has proposed new and fairly minimal rules regarding the eligibility of For-Profits for federal student aid that have extremely high attrition rates and extremely low job placement histories. The industry, with most companies traded in the stock market, is vehemently opposed and, in the midst of Congressional hearings on the bill, has launched a massive and deceptive add campaign to defeat the bill. In this case, it is about money, and specifically the prospect of declining profits and declining stock prices; it is also about the possibility of further federal restrictions of the flow of tax dollars to these private institutions. [According to The Economist (9 Sept 2010), “Shares in Apollo Group, which owns the University of Phoenix, are worth half what they were at the start of 2009. The Washington Post Company has lost nearly one-third of its value since April. Shares in Corinthian Colleges have fallen 70% in the same spell.”]

Nevertheless, even with new regulatory controls on the worst of the For-Profits, many of which are predatory, recruiting students who cannot afford large loan debts and with low job probabilities, the market will remain robust for this growing sector of California’s higher education system. There is a role for For-Profits, but it is a matter of balance.

The current surge in enrollment is largely the unintended consequence of an inability to properly structure and grow public higher education; yet, at the same time, these private enterprises operate largely on taxpayers funding. My primary concern is that this is a default position that funnels growing higher education demand to For-Profits.

California needs a more strategic approach.

Trying to Think Big

It’s a bit of a leap, but I offer in a recent research paper, ‘Re-Imagining California Higher Education,’ a reflection on the macro-problems and pathway for California to once again place its higher education system at the vanguard of being both a high access and high quality network of universities and colleges. Here is a short synopsis.

Most critics and observers of California’s system remain focused on incremental and largely marginal improvements, transfixed by the state’s persistent financial problems and inability to engage in long-range planning for a population that is projected to grow from approximately 37 million to some 60 million by 2050.

At the same time, President Obama has set a national goal for the US to once again have among the highest educational attainment rates in the world. This would require the nation to produce over 8 million additional degrees; California’s “fair share” would be approximately 1 million additional degrees. A number of studies indicate that California’s higher education system will not keep pace with labor needs in the state, let alone affording opportunities for socioeconomic mobility that once characterized California.

California needs to re-imagine its once vibrant higher education system. I offer a vision of a more mature system of higher education that could emerge over the next twenty years; in essence, a logical next stage in a system that has hardly changed in the last five decades.

Informed by the history of the tripartite system, its strengths and weaknesses over time, and the reform efforts of economic competitors throughout the world who are making significant investments in their own tertiary institutions, I offer a “re-imagined” network of colleges and universities and a plan for “Smart Growth.” I paint a picture that builds on California’s existing institutions, predicated on a more diverse array of institutional types, and rooted in the historical idea of mission differentiation.

This includes setting educational attainment goals for the state; shifting more students to 4-year institutions including UC and CSU; reorganizing the California Community Colleges to include a set of 4-year institutions, another set of “Transfer Focused” campuses, and having these colleges develop a “gap” year program for students out of high school to better prepare for higher education.

It also encompasses the idea of creating a new Polytechnic University sector, a new California Open University that is primarily focused on adult learners; and developing a new funding model that recognizes the critical role of tuition, and the market for international students that can generate income for higher education and attract top talent to California.

There is also a need to recognize that for the US to increase degree attainment rates, the federal government will need to become a more engaged partner with the states. For the near and possibly long-term, most state governments are in a fiscally weakened position that makes any large-scale investment in expanding access improbable. Because of the size of its population alone, California is the canary in the coalmine. If the US is to make major strides toward President Obama’s goal, it cannot do it without California.

Ask Mr. Cameron

In conclusion, it will be interesting to ask a few questions to our government leaders in California, in Washington, and in Whitehall. In the midst of the global recession, how have national governments viewed the role of higher education in their evolving strategies for economic recovery?

Demand for higher education generally goes up during economic downturns. Which nations will proactively protect funding for their universities and colleges to help maintain access, to help retrain workers, and to mitigate unemployment rates? And which nations have simply made large funding cuts for higher education in light of the severe downturn in tax revenues?

One might postulate that the decisions made today and in reaction to the “Great Recession” by nations in this difficult economic era will likely accelerate global shifts in the race to develop human capital.

Let’s see how England and the US fare.

John Aubrey Douglass

The end of the public university in England

Editor’s note: the entry below was kindly provided to us by James Vernon, a professor of history at the University of California, Berkeley. His entry is posted here on the same day a BBC news story suggested that teaching grants “for degree courses in arts, humanities and social sciences at England’s universities are likely to be phased out under government plans.” Our thanks to James Vernon for these informed reflections regarding an historical transition unfolding in England; one with significant implications for those in the UK, Europe, as well many other parts of the world. Kris Olds

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I graduated from the University of Manchester in 1987 with no debt. I paid no fees and received a maintenance grant to earn a degree in Politics and Modern History. If my seventeen year old son were to follow in my footsteps he would graduate with debts of at least £50,000 and were he to study in London that could rise to £90,000.  In the space of a generation we have witnessed the destruction of the public university.

The Browne Report released on 12 October, and effectively rubber stamped in the savage public sector cuts announced yesterday, was simply the final nail in the coffin. Under the beguiling but misleading title Securing a Sustainable Future for Higher Education it effectively announced that university degrees are no longer considered a public good but a private investment.  Accordingly, it is the individual student, not the public, who will pay its cost.  Tuition fees will rise from £3,225 to a minimum of £6,000 rising to a potential ceiling of £12,000. State funding will fall from £3.5bn to just £700m – a total of 80% but a 100% cut in areas like the arts, humanities and social sciences that apparently have no public utility.

The cost of a university education may be charged to the individual student but they will be forced to pay for it through the sort of debt-financing that governments across the world now consider so inappropriate for themselves.   The scale of national debt is so ruinous we are told it requires emergency austerity measures (like all state intervention these days couched in the inevitable military metaphor of Osborne’s ‘war of welfare and waste’).  Students, meanwhile, will be encouraged to take on loans based upon an  imagined future income. They will effectively gamble that the loan will eventually pay-off by enhancing their future job prospects and earning power.  It will be a hedge against their future security.  What are effectively sub-prime loans are guaranteed by the state. Higher education is now modeled on the types of financial speculation that has helped get us in to this mess.

It is thankfully still just about inconceivable that primary and secondary education could be treated in this way –  indeed, Osborne claimed he would be investing more in these areas.   There at least it seems education remains something that serves a public and social function. Clearly something magical occurs when one turns eighteen and your education becomes a matter of personal not public gain.

When education becomes a private investment not a public good the principle of universal provision necessarily falls by the way.  It used to be a central pillar of the British higher education system that all institutions offered a similar range of degrees at the same price (if not with the same prestige).  A degree in biochemistry at Cambridge cost the same as one in cultural studies at Liverpool John Moores.  In making students customers of educational services Browne opens up the English and Welsh university sector (Scotland has it own more sanely run system) to the vagaries of student demand.  Different universities will compete with each other charging variable rates for different degrees depending on the quality of their service and the branding of their product. Everyone recognizes that Departments and programs be cut, many will be reduced to teaching factories where the link between teaching and research is severed, and some campuses will close altogether or be sold off in pieces.

As so often in Britain when business is the model we are told this is how things are done in America.  Indeed, it is.  Last week the State University of New York cut its programs in Classics, French, Italian, Russian and Theater.  In the last two years the University of California has raised its tuition by 32%, introduced furloughs for its workers that represented an effective 8% pay cut and are now seeking to restructure the pension packages of its employees.

There are however real differences between the American system and the model being developed in Britain.  The now ailing public universities in America existed in a diverse sector with privates (ranging from the small liberal arts colleges to the Ivy League campuses with their enormous endowments), community colleges and the rapidly expanding for-profits like the online degree factory the University of Phoenix.  Private endowments and federal programs like the Pell grant scheme enable both public and private universities to at least be seen to maintain ‘access’ to a diverse student body.  Yet even they seem unable to prevent the fortification of privilege amongst those social and ethnic groups most able to take the loans to gamble on their futures. The rest are likely to be driven in increasing numbers to for-profits who offer a faster, cheaper, denigrated, on-line education.

The lessons to be learnt from the American experience are that fees will continue to rise, unequal access between rich and poor will become structural to the system, and the for-profit sector will grow.  Buckingham University, once the only for-profit private in the entire UK, may well become the model. In July, the Minister responsible for higher education, David Willetts, made BPP (now owned by the Apollo Group the parent company of the University of Phoenix, the largest online for-profit in the US) the second for-profit capable of granting degrees in the UK.  With Obama’s administration accusing Apollo and co of using public funds and federally guaranteed student loans to leverage more private debt from students the for-profits are turning their attentions to the UK. Encouraged by David Willetts the for-profit sector awaits in the wings hungry to buy up or ‘rescue’ the publics that will surely fail in the years ahead.

Many politicians and university administrators present the Browne report as a reasonable response to the expansion of student numbers at a time of austerity and shrinking public budgets. Quite apart from the falsity of the choice between rising student fees or reduced numbers of students it is an argument that belies the length, depth and scale of the present crisis.

Firstly, it is not unique to England.  Across Europe and the Americas students and their teachers have been protesting against the same processes: the public disinvestment of higher education, rising fees and levels of student debt, the expansion of management and administrative systems for measuring efficiency or ‘excellence’ of services, the quest for new fee-paying consumers online or overseas, the casualization of academic labor, the restructuring of pensions. Yet, the destruction of the public university in England is widely seen as a test-case where these processes are unraveling faster and further than anywhere else.

Secondly, the storm has been brewing for decades. There should be no wistful nostalgia for a once pure public university. In the nineteenth century the great ‘redbrick’ provincial universities were founded on the alliance between industry and ivy. In the post-war period a good deal of academic research served a decolonizing state uneasily placed in the cold war arms race as the student protests of the late 1960s recognized.  It was hardly news then when in 1970 Edward Thompson railed against the erosion of intellectual life and academic governance by the captains of local industry that ran Warwick University, Ltd.  And, of course, despite the faux radicalism of the new universities that enabled the system to expand after the Robbins Report of 1963, universities remained the preserve of a privileged elite charged with running the welfare state with just 457,000 students in 1971 – 14% of the age group.

If the public university had always been a faustian bargain with industry and the state the rules of the game certainly began to change decisively during the 1980s when I was a student. First came the effective freeze on hiring following the Howe budget cuts of 1981. In 1993 when I was appointed to teach at the Department that had taught me it was the first permanent appointment in over a decade. Next came the stripping of the student maintenance grants I had marched unsuccessfully to protect in the mid-1980s.  And then there were the infamous administrative systems for auditing the efficient use of public funds at universities by measuring the productivity of academic labor: research outputs by the Research Assessment Exercise from 1989, teaching by the Quality Assurance Agency in 1993 renamed the Teaching Quality Assessment in 1997. One consequence of this, consistent with the merging of the former polytechnic sector in 1992, was the growing incentives on a frequently dwindling and increasingly casualized labor force to admit more students and teach ever larger classes. Inevitably these auditing systems not only greatly increased the amount of time academics spent talking or writing about the research or teaching they would do if they only had the time to do it.  It also catalyzed the staggering growth of management personnel.

New Labour only made things worse.  Faced with the systematic under-funding of the universities, the expansion of student numbers (funding per student fell 40% from the mid-1970s to the mid-1990s), and the decline in real terms of academic salaries, they answered the call of the last official review of the funding of higher education handed from one government to the other – the Dearing Report. If Dearing enabled the introduction of a £1,000 for tuition (and the final abolition of the maintenance grant in 1999), by 2006 it had increased to a variable rate up to £3,000. The final indignity came with the shift from the RAE measurement of academic’s research productivity – which, in the name of generating ‘output’ had arguably produced a great deal of increasingly specialized and unexciting publications – to a concern with its utility or ‘impact’ under the absurdly named Research Excellence Framework from 2008.  Unsurprisingly, as universities now answered to the Department of Business, Skills and Innovation, impact was measured in increasingly narrow and economistic terms.

Before rushing to join the denunciations of our short-sighted and philistine politicians we have to accept that no-one within the English university sector emerges from this process with much dignity.  Administrators have grown fat, plumping up their personnel, enlarging their office and buildings, as well as inflating their salaries.  Most damagingly they meekly accepted the economistic logics that drove the auditing of productivity and were naive enough to believe that the introduction of fees would supplement, not replace, state funding.  They have turned away from the public they are supposed to serve in the quest for new ‘markets’: professional schools, overseas students, and creation of empires with institutions that franchise their degrees.

The Last Professors of the public university have hardly fared better. They have been only too content to learn and internalize the new rules of the game in the name of self-advancement.  I was one of the new breed of entrepreneurial academics who had only ever worked in this system. I quickly learnt that research grants came to those who spoke whatever language the research councils were speaking in, that one had to recruit postgraduates to generate income, that quantity not quality of publications was the measure of scholarly productivity.  Those who went on research leave or won big grants for research projects were happy to hire replacements and assistants on short-term contracts.  At the opposite end others seemed content to become stars, to play musical chairs as institutions competed for prestige through big names with long CVs of publications, and to see their professorial salaries climb into the stratosphere in the name of their new market value.

The past twelve months has seen many wake up from this bad dream.  As respected individuals, programs and Departments – all festooned in the baubles of research excellence and prestige indicators – have been cut students and their teachers have mobilized. There have been marches, protests, online petitions, teach-ins and occupations.  These struggles have been very local – at Sussex, Middlesex, King’s College, etc – but those involved were in conversation with or at least virtually connected to protests elsewhere in Berlin, Berkeley and Buenos Aires.  It has been on these front-lines that the defense of the public university has begun to be articulated. And it has been the targeting of the arts and humanities in the cuts that has made it possible.

The humanities, along with the arts and even the interpretive social sciences, have become the true test of the public value of higher education. As the recession grips market models of utility and efficiency have surely been exposed as a dangerous fallacy so this is a good moment to re-articulate the purpose and role of humanities and social sciences in ways that justify renewed public investment in them.  We could have expected more from those like the British Academy or Arts and Humanities Research Board that institutionally represent the humanities in the UK. Instead, they have effectively caught themselves in arguments about economic impact and the capacity to aid national economic recovery that they are doomed to lose (see the Arts and Humanities Research Council’s Leading the World and the British Academy’s The Public Value of the Humanities). We should not be surprised then that the Browne Report recommends the complete withdrawal of public funding for the teaching of the arts, humanities and social sciences in contrast to the STEM subjects that will continue to be supported.

The defense of public universities is intricately tied to arguments that can establish the public value of the humanities.  We need to get beyond the hand-wringing of those who believe only philistines require the humanities to be justified just as much as the meek reproduction of the government’s own vocabularies of impact and value.  We can and should remind the world that it is our classes that students want to take.  Despite a decade of the rhetorical marginalization of our disciplines in the UK as not relevant there are more studying in the arts, humanities and social sciences (1,073,465 in 2008/9) than in the STEM subjects (829,115) and they are growing at a faster rate (a 28% increase since 2001/2 as opposed to 20% increase for STEM).  Indeed, in all likelihood, the arts, humanities and socials sciences are cross-subsidizing the more expensive STEM fields that teach fewer students in more resource heavy infrastructures and laboratories.

Why then do we face increased demand from students for the arts, humanities and social sciences?  There is no one reason why students take these classes and we do not need a one-size fits all justification of their public value. There are for sure those that rightly view these subject areas as helping them prepare for the world of work without necessarily providing a clear career trajectory in the social field or the knowledge and culture industries.  Students recognize that even vocational training can not ensure life-long careers any longer. Instead they require a set of skills – of critical thought and analysis, of reading and digesting materials quickly, of making presentations and convincing arguments across a range of media – that equip them for a flexible labor market in which they may work across multiple sectors.

We need, however, not stop at these instrumental ends.  We should be gratified to recognize that students are no less concerned with becoming citizens of the world.  They realize that the humanities provide them with not just an education in the issues and problems that face our global society but the forms of analysis that allow us to connect our particular local experiences to sometimes global processes.  They also provide the language training necessary for us to understand the perspectives of other cultures.  No less importantly, given the democratic deficit and seemingly growing disenchantment with our political system, the humanities teach our students the critical skills they require to become active and valued citizens of our democratic life.   Often they teach them that it is possible to think of themselves in new ways, to discover a new identity and to forge around it a politics they share with others that challenges and enriches our democracy.

Finally, the humanities, like the arts and social sciences, offer us the opportunity to think otherwise.  In an age in which the financialization of everyday life appears to demand an economic value is attached to everything we need to be reminded that this was not always the case.  The humanities speak to different systems of value, different orders of pleasure and enjoyment, that we can all enjoy – of imagination, beauty, laughter and wonder.  It is these qualities afterall that make us fully human, that enable us to appreciate what is unique about our own culture as well as what it is we hold in common with the rest of humanity.

A good deal is at stake.  We must defend the vision of a publicly funded university able to support classes in subjects that do not generate economic benefits. Economic utility is not the measure of who we are or who we want to become.

James Vernon

Words, £s, and the UK higher ed budget cuts

These are two Worldle ‘word clouds’ derived from the same UK Department of Business, Innovation and Skills (BIS) section (pp. 51-53) of the UK Government’s Spending Review (2010), which was just released an hour ago on 20 October. The messages should be viewed in conjunction with the actual text (of course), along with the Independent Review of Higher Education Funding and Student Finance (released on 12 October 2010). Deliberations about the tangible implications of the outlined budget cuts can be gleaned from the Times Higher Education site, the Guardian‘s spending review site, and the Universities UK site. Times Higher Education notes, ominously:

Government funding for higher education is to be cut by 40 per cent over four years, suggesting that public funding for teaching in the arts, humanities and social sciences may come to an end.

The Comprehensive Spending Review unveiled today includes a reduction in the higher education budget of £2.9 billion – from £7.1 billion to £4.2 billion – by 2014-15.

The Treasury says in a statement that the Department for Business, Innovation and Skills, which oversees higher education, will “continue to fund teaching for science, technology, engineering and mathematics (STEM) subjects”.

However, no mention is made of other subjects.

Cuts, and types of cuts, that don’t exactly match up to the frequency of positive terms in the above word cloud. On this note I was discussing the Independent Review of Higher Education Funding and Student Finance with a very senior London-based corporate leader the other day and he told me:

Yes, the outlook for UK universities is grim. Given that they are one of the few remaining areas where the UK is world class (and excluding the now tarnished financial sector), even accepting that the government deficit needs to be reduced, I question the rationale for these cuts.

As well put as it could be.

Kris Olds

The temporal rhythm of academic life in a globalizing era

The globalization of higher education and research is associated with a wide variety of shifts and changes, many of which (e.g., branch campuses) are debated about in relatively intense fashion. Other aspects of this transition, though, receive little attention, including the temporal rhythm of academic life; a rhythm being simultaneously maintained, extended, reduced, and bracketed.

In many ways not much has changed for we continue to follow a seasonal rhythm: the build up to term, the fall and spring cycles (punctuated by brief breaks of variable lengths), and then a longer summer ‘break’. When I was an undergraduate my summers were associated with work at fish canneries, mineral prospecting, and drill camps (throughout British Columbia and the Yukon) – the legacy of living amidst a resource-based staples economy.

Summers during graduate student life in Canada and the UK were focused on research, with some holiday time. And summers now, at the University of Wisconsin-Madison in the US (pictured to the right, at dusk), are associated with a mix of research and writing time, university service, and holiday time with my family. But the real temporal anchor is the twin semester (or quarters for some) cycle split by a summer break.

Scaling up, the rhythm of institutional life follows aspects of this seasonal cycle, albeit with noteworthy national and institutional variations. For example, research administrators kick into higher gear in the US and UK (where I am a visiting professor) during the summer and winter breaks before important national funding council deadlines, yet even research active university libraries shut down for much of the summer in France for the annual holiday cycle. Human resources managers everywhere get busy when new faculty and staff arrive in the July/August and December/January windows of time. We all welcome and say goodbye to many of our students at key windows of time throughout the year, whilst the term/semester/quarter cycle shapes, in bracing ways, the rhythms of contract (sessional) lecturers.

In an overall sense, then, it is this year-to-year seasonal rhythm, with fuzzy edges, that continues to propel most of us forward.

The globalization of higher education and research, though, is also extending, reducing, and bracketing our senses of time, as well as the structural rhythmic context in which we (as faculty members, students, and staff) are embedded.

For example, research on key ‘global challenges’ – something a variety of contributors to GlobalHigherEd have been reflecting about, and something international consortia (e.g., the Worldwide Universities Network) are seeking to facilitate – is inevitably long-term in nature. This is in part because of the nature of the issues being addressed, but also because of the practicalities and complications associated with developing international collaborative research teams. This said, government funding councils are resolutely national in orientation — they have a very hard time matching up budgetary and review cycles across borders and tying them up to the agendas of large international collaborative teams (CERN and a few other exemplars aside). So while research agendas and relationships need to be long-term in nature, we have really yet to develop the infrastructure to support a longer-term temporal rhythm when it comes to international collaborative research on ‘global challenges’.

Long-term thinking is also evident in the strategic thinking being undertaken by the European Commission regarding the role of universities in the European Higher Education Area (EHEA), as well as the European Research Area (ERA), in the context of the Lisbon agenda. Related forms of long-term thinking are evident in a whole host of agencies in the US regarding ‘non-traditional’ security matters regarding issues like dependency upon foreign graduates (e.g., ‘the coming storm’), comparative ‘research footprints’, and the like.

Moving the other way, the reduction and/or bracketing of temporal rhythms is most obvious in the higher education media, as well as the for-profit world of higher education, or in the non-profit world once endowments are created, and bonds are sold.

On the media front, for example, higher education outlets like US-based Inside Higher Ed and the Chronicle of Higher Education, and the UK-based Times Higher Education, are all active on a daily basis now with website updates, Twitter feeds, and once- to twice-daily email updates. The unhurried rhythms of our pre-digital era are long gone, and the pick-up in pace might even intensify.

On the for-profit and ratings front, stock value and revenue is tracked with increased precision, quarterly and annual reports are issued, and university data from networks of acquired universities are bundled together, while fund managers track every move of for-profit education firms. Interesting side effects can emerge, including replicant or Agent Smith-like dynamics where multiple offerings of honorary degrees to Nelson Mandela emerge within one network of universities controlled by the for-profit Laureate International Universities.

Ratings agencies such as Moody’s are also developing increased capacity to assess the financial health of higher education institutions, with a recent drive, for example, to “acquire liquidity data to provide a more direct and accurate gauge of the near-term liquidity standing” of each rated institution (on this issue see ‘Moody’s Probes Colleges on Cash’, Inside Higher Ed, 16 June 2010).

Or take the case of national governments, which are beginning to develop the capacity to track, analyse and communicate about international student flow vis a vis export earnings (see recent data below from Australian Education International’s Research Snapshot, May 2010).

This bracketing of time, which takes place in the Australian case on a combined monthly/annual cycle so as to enhance strategic planning and risk assessment at institutional, state, national, and international scales, has become both more thorough and more regular.

These are but a few examples of the new rhythms of our globalizing era. Assuming you agree with me that the temporal rhythm of academic life is being simultaneously maintained, extended, reduced, and bracketed, who has the capability to adjust rhythms, for what purposes, and with what effects?

I’ll explore aspects of this reworking of temporal rhythms in a subsequent entry on the global rankings of universities; a benchmarking ‘technology’ (broadly defined) that bundles together universities around the globe into annual cycles of data requests, data provision, and highly mediatized launches.

Kris Olds

A further response to ‘A question (about universities, global challenges, and an organizational-ethical dilemma)’

Editors’ note: several weeks ago, Professor Nigel Thrift, Vice Chancellor of the University of Warwick, UK, contributed an entry where he posed: ‘A question (about universities, global challenges, and an organizational, ethical dilemma)’. Peter N. Stearns, Provost of George Mason University, offered the first response to Nigel’s challenge in a series we will be posting through to the end of 2010.

This  ‘response’ is from Gregor McLennan, Professor of Sociology and Director of the Institute of Advanced Studies, University of Bristol. As Director of the IAS, Gregor has been busy promoting  a series of debates around the changing nature of the university in contemporary societies. His contribution to this series is therefore particularly welcome. Gregor’s work lies in the area of sociological theories and social philosophies, and has written widely on Marxism and pluralism in particular. His book, Sociological Cultural Studies: Reflexivity and Positivity in the Human Sciences, tackled some key questions of the day around (inter) disciplinarity, explanation, critical realism, complexity theory and Eurocentrism.

Susan Robertson & Kris Olds

~~~~~~~~~~~~~

I want to raise a couple of issues about Nigel Thrift’s questions, to do with the way he constructs universities as a collective agency, a coherent ‘we’ that bears a ‘global’ identity. Nigel urges this ‘we’ fully to bring its actions into alignment with its ‘beliefs’, and to improve upon the shoddy performance of ‘other actors’ in tackling the ‘grand challenges’ of the day. And in that regard, the collectivity should see itself henceforth as positioned on a ‘war footing’, deploying its ‘engines of reason’ to force the principles of ‘scientific cooperation’ into service of the ‘survival of the species’.

There are several things that might be contested in this scenario of ‘agentification’, by which I mean the portrayal of universities as though they constituted a singular moral centre or personality, strategically intervening as such.

One is to do with its assumed site, the ‘global’ apparently designating something definite, and something quite obviously good. As Nigel knows, substantial objections can be raised against such easy affirmation of the nature and ‘imperativity’ of the global per se.  Yet universities everywhere now are falling over in the rush to assure themselves that meeting the ‘challenge of the global’ is something wholly other than the imperativity of the market, something that instead touches upon our deepest ethical and intellectual mission. It behoves us, I think, to be a tad sceptical about such ‘globalloney’ (in Bruno Latour’s phrase), and perhaps even to risk the accusation of parochialism by emphasising the continuing importance of the national contexts that not only universities, but many millions with an interest in the future of universities, still mainly orientate themselves around. National contexts – arguably at least – retain a certain logistical, cultural and psychological coherence that globality might forever lack; and the prospect of a world of relatively small-scale, highly educated democracies looks better geared to effective species-survival than the sort of flaccid but pushy cosmopolitanism that is currently doing the rounds.

Second, it is not self-evident that the kind of cooperation that characterizes scientific practice and development has any direct application to, or analogue within, the political processes through which any humanity-wide survival strategy will necessarily have to be coordinated. Nigel asks universities as a whole to interact in the way that individual investigators do, but this expectation is surely inappropriate. Academics are driven to work together because of their motivation to produce facts, measures, truths, and theories, whereas universities, as such, have no such intrinsic motivation, and nor do governments.

So asking universities to tackle the survival of the species is rather like asking families, or football clubs to do this. It’s not that people within these civic associations shouldn’t be mightily concerned about such imperatives, and contribute their expertise in a politically active way. It’s just that this is not these institutions’ defining concern. Indeed, in some ways the specific concern of universities – to develop plural communities of knowledge and understanding through discovery, controversial systematization, and rigorous reflection – is likely to generate some resistance to any politicized summary of the ‘threats and opportunities’ that ‘we’ all face. Don’t get me wrong, this is not a defence of the apolitical: as individuals and members of a range of collectives, we should get active around the priorities that Nigel Thrift designates. But it might be OK that universities are not best suited to organize in that targeted way. As Peter Stearns emphasises, universities’ hallmark medium is education, which is necessarily open-ended, changing and reflective. Of course, just as we need universities to free us from the blockages of our societal formations, interests and mind-sets, so in turn we need politics to reign in our deliberations and give positive shape to our values. But though they complement each other in this way, the functions of education and politics remain very different.

The third problematic aspect of Nigel’s line of thought comes out most clearly in Indira V. Samarasekera’s paper in Nature, in which it is suggested that universities have two prevailing thought-styles and labour processes: ‘solution-driven’ and ‘blue skies’. Both modes, she accepts, have to be part of core business. But whilst the latter, ‘until recently’, has been considered the ‘mainstay’, and must ‘remain so’, a much closer alignment between the two modes is held to be necessary if ‘we’ are to be more effective in ‘solving the world’s problems’. Accordingly, it is quite a good thing that the ‘fairly traditionalist’ structure of ‘curiosity-driven projects’ is giving way to a ‘fast and effective’ modality, enabling us to ‘keep pace’ with the big challenges, for which we need to ‘copy the organizations that work best’. To that end, Samarasekera maintains, we need to develop ‘collaboratories’ involving universities, government and industry, to bridge the gap between ‘universities and the private sector’, and to construct funding regimes that stimulate ‘interdisciplinary, inter-professional, and inter-sectoral approaches’.

It strikes me that the founding contrast here between ‘blue skies’ thinking (with just a hint of the smear of ‘uselessness’) and various other research practices (themselves over-schematized as ‘solution-driven’) is considerably exaggerated. But another, perhaps more insidious, bifurcation comes into play, according to which the agentic ‘we’ of the university turns out to have two bodies, as in, ‘We, the academic leaders and universities, should embrace this new relationship…’ In this depiction, the purely academic side of the collective, and the blue skies folks in particular, are ushered into the background and cast as worryingly slow off the mark, not quite up to the demands of fast and smart global Higher-ed with its solution-seeking culture. Responsibility for meeting the latter therefore falls perforce to the academic leaders, now stepping decisively into the foreground as the distinctive group that represents the essence and future of the university. So, given that the merits and deficits of, let’s say, inter-disciplinarity are never going to be definitively resolved if left to the bottom-up logic of seminar-room agonism, university leaders will have to push it through from the top, along with all the other excellent and necessary ‘inters’ of the new knowledge-society regime – inter-sectoralism, inter-professionalism, dynamic and agile Engagement with dynamic private and civic Collaborators, and so on. Now, whilst Nigel’s notion of the ‘forcing’ of knowledge seems potentially more subtle and interesting than this increasingly hectoring management ideology, a somewhat ‘traditionalist’ note still needs to be struck by way of caution, because to see universities as agentic interventionists at all is to risk missing the central point and purpose, even today, of their existence.

Gregor McLennan

Is a UK funding crisis an effective mechanism to spur on the ‘education as a global growth industry’ development agenda?

Amidst a discursive struggle this week over the state of finances for higher education and research in the UK, which reached a crescendo two days ago (e.g., see ‘Universities face meltdown – and all of Britain will suffer‘; ‘Higher education will be ‘on its knees’ after cuts‘), I could not help but note what Prime Minister Gordon Brown had to say in a speech (‘Education as a global growth industry‘) on 14 January:

Today, I also set out our commitment that, working in partnership with you, and our schools, colleges and universities, we will support a major expansion of their activities across the world.  Central to this is a new ambition, which I am setting today for Britain, that we double the value of our higher-education exports.

We will do this in four ways.  We will welcome students here to Britain on the basis of merit and ability – of course with all the proper checks in place.  We are determined to stamp out abuse of student visas and I announced last year we will shortly bring forth proposals on this.  I emphasise that all students that come here legitimately, to benefit from our UK education system, will be made welcome, because we are not prepared to put legitimate language courses, and schools and colleges out of business or set back our efforts to expand our educational trade.

Secondly, we want to reinforce and build on the international standing of our qualifications, by offering examinations and qualifications that are rightly highly regarded around the world.

Thirdly, we will work to develop partnerships between UK institutions and universities in many different countries around the globe.  Already over the last four years, we have promoted thousands of new partnerships across all sectors, from schools linking to post graduate research through our initiatives for international education.  In a global knowledge economy, we know we will thrive, not just by developing our own knowledge, but by taking knowledge and sharing it with the billions of people who understand that education is the key to survival and success.

Fourthly, we will use distance learning to build on the work of our excellent universities that are already making use of great and rapid advances in the relevant technology.  As I said, in our higher-education strategy, we welcome and support the work of the group chaired by Lynne Brindley.  This task force is looking at how we can expand and develop the use of IT and online learning, not only in the UK, but across the world.  Across higher education, we will want to ensure that we maintain and enhance world-class standards in everything we do in our international activities.

This is not about chasing money; it’s about leveraging our higher education system to offer the highest-quality opportunities across the world.[my emphasis]

This argument was matched, on the same day, by Peter Mandelson (the UK’s Universities Secretary) who suggested in The Guardian (‘Our universities are not under threat. Their income is at record levels‘) that:

The Russell Group can take much credit for the world-class standard of British higher education today. But the government inherited a badly underfunded university sector in 1997, which a former Conservative education minister described as “poorer pay, degraded facilities, less money to support the teaching of each student”. This government’s agenda for universities has included more state funding than ever before – an increase of over 25% since 1997. It is against this backdrop that British universities have developed into some of the very best in the world and are a critical part of our knowledge economy.

But this wasn’t simply on the back of state funding. In fact, while government spends £12.3bn on higher education today, total university income from all sources was over £23bn in 2007-2008. Government incentives have pushed universities to seek new forms of income from donations, international students and commercial engagement with industry. These are consistently rising. The decision to introduce tuition fees in England has also provided a new source of income. [my emphasis]

Mandelson carries on to note:

It is for universities themselves to identify where savings should be found, and they are as free as ever to focus on their research excellence and institutional strengths. The search for greater efficiencies should include more part-time courses and a greater range of one- or two-year degrees.

As I discussed earlier in GlobalHigherEd (‘Learning from London‘) the export earnings logic is already putting pressure on some UK higher education institutions, such that they are being driven the create new postgraduate [graduate degree] programs that have hundreds of Masters students supported by a small coterie of faculty.  And I subsequently heard, in response to my ‘Learning from London‘ entry, that some London-based Masters programs have faculty sign contracts with students denoting exactly how many hours of “contact time” students can expect (it was a shockingly small number of hours per degree…something like 5 hours for the entire MA, assuming they follow through with the promised hours).

Now, as we also noted in ‘Taking note of export earnings‘, this global growth industry agenda is underlain by an ideological shift:

We would argue that these numbers are being constituted, and debated about, in the context of an ideological transition – one that increasingly enables views to emerge of higher education as a driver of economic versus cultural-political change. For example, a decade or two ago, it would have been impossible to imagine creating tables such as the one profiled in Kate Geddie’s entry in GlobalHigherEd in which education is measured against ‘scrap plastics’ or ‘chemical woodpulp’. Thus, a new organising logic, to use Saskia Sassen’s phrase, is emerging: one that reframes higher education as an urban/national/global services industry, for good and for bad.

Assuming we are right (of course we might not be!), it is interesting to think about how effective a state-enabled fiscal crisis for higher education institutions (in the range of a 12.5% cut so far, then 6.3% in succeeding years over three years “taking the total to about 30%”) will be in propelling this export agenda along.  To be sure there is a broader fiscal crisis in UK public finances, but can it really be ameliorated on the backs of UK universities (and students, local and foreign)? All savings via higher ed cutbacks are significant, but in the big picture they are not that significant for the overall UK budget.  But the transformation of the values shaping higher education policy, including enhanced state control versus greater autonomy for HEIs, is much more significant, more noteworthy, and certainly worth deliberating about. And the function of the crisis – a “politically mediated moment of decisive intervention and structural transformation” to use Colin Hay’s words* – is also worth unpacking.

In the end, is a UK funding crisis an effective mechanism to spur on a quality-oriented ‘education as a global growth industry’ development agenda? Will it provide a defacto or by design opening for private sector providers into the UK ‘market’, as it is doing now in the US (e.g., see Changing Higher Education‘s ‘For-profit higher education moves to fill gaps left by state budget shortfalls‘)? And who gains and who loses in the process? For example, can those 16-17 faculty and 13 teaching fellows (3 with PhD) I profiled in ‘Learning from London‘ take on even more that the “almost 400” masters students they already have to cope with, support, mentor, and educate?  Something has to give, doesn’t it?

Kris Olds

* Hay, Colin (1999)Crisis and the structural transformation of the state: interrogating the process of change’, British Journal of Politics and International Relations, 1(3): 317-344.

Learning from London?

I sometimes wonder if it is worth drawing lines and generating comparisons between two seemingly disparate processes that are at work at different scales, and in different countries, but why not – I’m jetlagged with some late night time to spare.

Fig1CGSFirst, the US Council of Graduate Schools (CGS) released a new report (Findings from the 2009 CGS International Graduate Admissions Survey, Phase III: Final Offers of Admissions and Enrollment), and associated press release, that flags the challenges the US has in attracting foreign students at the levels it once did. The full report (from which Figure 1 to the right is taken) is definitely worth reading. This segment of the final paragraph particularly caught my eye:

Despite the high quality of graduate education in the United States, we cannot continue to assume that our institutions are the number one destination of international graduate students. In the last three years, growth in the numbers of international graduate students coming to the United States has slowed, and now the numbers have flat lined, even though global student mobility has rapidly increased over the last decade. Given this new reality, policymakers and the graduate school community are faced with several key questions if the United States is to remain the destination of choice for international graduate students: Are there national policies that deter international students from coming to the United States for graduate school? How do we make U.S. graduate programs attractive to both domestic and international students? Within the constraints of the current economic situation, what can institutions do to more effectively attract international students to their graduate programs? And, what lessons can we learn from the successes of colleges and universities in other countries in attracting international students to their graduate programs?

Meanwhile, I was reading the Guardian‘s Tuesday education insert today, and one faculty vacancy advertisement also caught my eye: University College London (UCL) “wishes to appoint an International Relations Lecturer to contribute to research and teaching on the MSc in International Public Policy within the Department of Political Science/School of Public Policy“.  Given my interest in international/global public policy, I read through the advertisement to see what the new hire would have to teach, and came across an interesting number:

UCL is a multi-faculty college of the University of London with a population of over 17,000 students from more than 130 different countries. It is ranked by the Times Higher as one of the top five universities worldwide. Founded in 2005, the Department of Political Science has quickly established itself as a leading international centre for political research and came 6th in the UK in the 2008 Research Assessment Exercise (RAE) organised by the British Higher Education Funding Councils – 3rd in terms of the percentage of research deemed to be ‘world leading’ (20%) and ‘internationally excellent’ (45%). It is the only department in the UK centred on graduate teaching and research, and currently has almost 400 Masters students on its programmes.

Nearly 400 (and rising) Masters students from around the world, in a new graduate student only department.  Thus, across the Atlantic, albeit at two vastly different scales, we see flat-lining if not decline (in the US) versus rapid expansion (in UCL, London, UK).  Of course this is but one department’s experience, though I have seen broader signs that the UK has seen significant growth in graduate programmes, including at the Masters level.

LondonNow, if you really wanted to unpack the developmental dynamic further, you would have to explore issues like the context (London, a global city which is also situated within the European Higher Education Area), the national system (which incentivizes departments to create one year taught Masters programs), an emerging sense that higher education is an export industry in the UK, and so on.  But let’s also burrow down to the level of academic practice, as captured in this advertisement, and ask this question: how do faculty members in UK universities like UCL or Oxford or King’s College London balance the need to generate revenue via taught Masters programmes, with the imperative to conduct ever more innovative research (which ideally needs to generate ‘societal impact’ as well), all the while supporting increasingly large numbers of graduate students?

And where do they put them?! By my count this particular department has 16 faculty (17 with this hire), 13 teaching fellows (3 with PhD) and “almost 400” masters students. This equals 25 MA/MSc students per faculty member, or 21 per PhD holder.

I know the quality of higher education is high in the UK, and is likely excellent in this particular department, but are these numbers and proportions (students/faculty) typical at the UK level, manageable for faculty, and reflective of the attractiveness of one year Masters programs (which are not at all common in the US)?

Moreover, are learning outcomes of such programs on par across national boundaries (e.g., the UK versus the US or the Netherlands), and do PhD applicants (e.g., from the US to the UK, or from the UK to the US) come to their PhD programs from the MA/MSc with equitable levels of knowledge and capabilities, all things equal?

If so, then places like the UK (and UCL) are doing something right, and the US can perhaps learn from the UK experience.

If not, however, then it might be time to ask other questions about the nature and implications (especially with respect to quality) of the rapid growth of Masters degrees in London, and the UK more generally.

Can we learn from London, and if so what?

Kris Olds

Are we witnessing a key moment in the reworking of the global higher education & research landscape?

ACEissuebriefOver the last several weeks more questions about the changing nature of the relative position of national higher education and research systems have emerged.  These questions have often been framed around the notion that the US higher education system (assuming there is one system) might be in relative decline, that flagship UK universities (national champions?) like Oxford are unable to face challenges given the constraints facing them, and that universities from ’emerging’ regions (East and South Asia, in particular) are ‘rising’ due to the impact of continual or increasing investment in higher education and research.

Select examples of such contributions include this series in the Chronicle of Higher Education:

and these articles associated with the much debated THE-QS World University Rankings 2009:

EvidenceUKcoverThe above articles and graphics in US and UK higher education media outlets were preceded by this working paper:

a US report titled:

and one UK report titled:

There are, of course, many other calls for increased awareness, or deep and critical reflection.  For example, back in June 2009, four congressional leaders in the USA:

asked the National Academies to form a distinguished panel to assess the competitive position of the nation’s research universities. “America’s research universities are admired throughout the world, and they have contributed immeasurably to our social and economic well-being,” the Members of Congress said in a letter delivered today. “We are concerned that they are at risk.”….

The bipartisan congressional group asked that the Academies’ panel answer the following question: “What are the top ten actions that Congress, state governments, research universities, and others could take to assure the ability of the American research university to maintain the excellence in research and doctoral education needed to help the United States compete, prosper, and achieve national goals for health, energy, the environment, and security in the global community of the 21st century?”

Recall that the US National Academies produced a key 2005 report (Rising Above the Gathering Storm) “which in turn was the basis for the “America COMPETES Act.” This Act created a blueprint for doubling funding for basic research, improving the teaching of math and science, and taking other steps to make the U.S. more competitive.” On this note see our 16 June 2008 entry titled ‘Surveying US dominance in science and technology for the Secretary of Defense‘.

RisingStormTaken together, these contributions are but a sample of the many expressions of concern being expressed in 2009 in the Global North (especially the US & UK) about the changing geography of the global higher education and research landscape.

These types of articles and reports shed light, but can also raise anxiety levels (as they are sometimes designed to do).  The better of them attempt to ensure that the angsts being felt in the long dominant Global North are viewed with a critical eye, and that people realize that this is not a “zero-sum game” (as Philip Altbach puts it in the Chronicle’sAmerica Falling: Longtime Dominance in Education Erodes‘). For example, the shifting terrain of global research productivity is partially a product of increasing volumes of collaboration and human mobility across borders, while key global challenges are just that – global in nature and impossible to attend to unless global teams of relatively equitable capacities are put together. Moreover, greater transnational education and research activity and experience arguably facilitates a critical disposition towards the most alarmist material, while concurrently reinforcing the point that the world is changing, albeit very unevenly, and that there are also many positive changes associated with a more dispersed higher education and research landscape.

We’ll do our best to post links to new global mappings like these as they emerge in the future.  Please ensure you let us know what is being published, be it rigorous, critical, analytical, alarmist, self-congratulatory, etc., and we’ll profile it on GlobalHigherEd.  The production of discourses on this new global higher education and research landscape is a key component of the process of change itself.  Thus we need to be concerned not just with the content of such mappings, but also the logics underlying the production of such mappings, and the institutional relations that bring such mappings into view for consumption.

Kris Olds

Deliberating about bridging the gap between industry and universities in a global knowledge economy

Deliberations about the meanings and uses of higher education continue apace.  The global economic crisis has exasperated the significance of this centuries old debate, in part because of serious fiscal pressures, but also because of the perception that higher education is now becoming the ‘railroad of the 21st century’.

Why is the ‘railroad of the 21st century’ perception emerging, rightly or wrongly? In part because a structural transformation to a ‘knowledge-based economy’ is underway; one dependent upon related shifts, including the emergence of a ‘knowledge society’. And which institutions are critically important to producing a knowledge society? Well, many, but a key one is, undoubtedly, the university.

Now the ‘uses of higher education’ debate is taking place on many levels, only one of which (university-industry linkages) we’ll flag today.  Other debates centre on views that higher education should be considered as an ‘export-earning industry’ (and issue we have discussed in GlobalHigherEd), or the logic of opening new types of higher education institutions (e.g., KAUST and Amsterdam University College, both of which celebrated their openings last week) with unique missions. [Note: we’ll be posting coverage of both openings over the next several days]

Bridging the perceived gap between universities and industry in the UK/Europe

Given the structural pressure to create a knowledge society/economy, and the patently obvious decline of government income per student in most countries, we are witnessing drives in many countries to create and/or deepen university-industry linkages. The logic is to generate (a) more innovation within the economic development process, (b) new streams of revenue for fiscally challenged universities via the commercialization of select forms of knowledge production, and (c) more entrepreneurial students who will become the tangible drivers of the knowledge economy.  I’m being simplistic here, of course, but this is the broad tenor of the argument.

This drive is focused on, albeit unevenly across space and time, bridging the perceived gap between universities (as represented by faculty, researchers, and students) and industry. Bridging activities include patenting, licensing, spinning-off firms, consultancy, contract research, on-demand training, new forms of formal and informal advisory relationships, and so on.

Now the drive to enhance transformation of the mission of universities comes from many quarters. In some countries and city-regions it comes from within the universities themselves, while in other contexts industry is the key driver. In yet other contexts the push comes from national governments, as well as regional (e.g., the European Commission) or international organizations (e.g. the World Bank).  In all cases an ‘innovation’ agenda underlies the push.

An example of a push from ‘industry’ was clearly evident last week in the UK. The industry push came via the UK-based Confederation of British Industry (CBI), under the leadership of Richard Lambert. Lambert is the CBI’s director-general, author of the Lambert Review of Business-University Collaboration (2003), and co-author (with Nick Butler) of The Future of European Universities: Renaissance or Decay? (2006). Lambert has also acted as the University of Warwick’s Chancellor since 2008.

CBIcoverThe CBI’s Higher Education unit stirred up the debate via the release of a major report titled Stronger Together – Businesses and Universities in Turbulent Times. Let me quote, extensively, from the press release, including a lead-off quote from Sam Laidlaw, Chairman of the CBI Higher Education taskforce and CEO of Centrica:

“Effective collaboration between the higher education sector, business and government will be critical to the UK’s economic recovery and sustainable international competitiveness. Business must also make a sustained effort in supporting higher education. To this end, I am pleased that as a Task Force we have made a strong commitment to provide the support needed to help students build the employability and technical skills that are so important.”

The report proposes that more businesses should work with universities to:

  • Sponsor students studying subjects relevant to business, such as science and technology.
  • Provide financial support to new graduates, through bonuses when they sign on with the firm.
  • Offer more opportunities for internships, placements, work experience or projects.
  • View working with universities as part of core innovation activity.

Richard Lambert, CBI director-general, said:

“Maintaining a world-class higher education system is vital to the UK’s future competitiveness, and we should sustain current levels of investment in teaching and research, which are low by international standards. Strong leadership is also needed to minimise the risk of long-term decline.

“Business should engage more with universities, both financially and intellectually. More firms should help design and pay for courses for the benefit of the current and future workforce, and more firms should offer students practical work experience.

“In return for this extra investment of time and money, business will want to see more emphasis given to certain subjects, such as science, technology, engineering and maths. Languages are also seen to be important, and the taskforce argues that more should be done to prepare students for the world of work, and teach them the generic skills that will help smooth their pathway into employment.”

Needless to say, this report has been both praised and criticized over the last week. Some are concerned that the UK government is turning higher education into a training unit for private firms, while others are praising the call for greater focus (the ‘do less better’ mantra) and the report’s recognition that there is a disconnect between society’s ambitions for its universities and the funding base that currently exists.

The report’s findings are likely to feed into deliberations about the new proposals (launched last week as well) regarding the UK’s proposed Research Excellence Framework (REF), which will replace the Research Assessment Exercise (RAE).

Two contrarian views in the US

The timing of this push by industry, one largely supported by the UK’s Labour Government, coincided with two broadly critical arguments regarding such a development agenda.

Drew Gilpin Faust, the president of Harvard University, published a widely read 9 September article in the New York Times about the problems with such a development agenda. In her article (‘The University’s Crisis of Purpose’), Gilpin Faust argues that:

Higher education is not about results in the next quarter but about discoveries that may take — and last — decades or even centuries. Neither the abiding questions of humanistic inquiry nor the winding path of scientific research that leads ultimately to innovation and discovery can be neatly fitted within a predictable budget and timetable….Universities are meant to be producers not just of knowledge but also of (often inconvenient) doubt. They are creative and unruly places, homes to a polyphony of voices. But at this moment in our history, universities might well ask if they have in fact done enough to raise the deep and unsettling questions necessary to any society.

As the world indulged in a bubble of false prosperity and excessive materialism, should universities — in their research, teaching and writing — have made greater efforts to expose the patterns of risk and denial? Should universities have presented a firmer counterweight to economic irresponsibility? Have universities become too captive to the immediate and worldly purposes they serve? Has the market model become the fundamental and defining identity of higher education?

Since the 1970s there has been a steep decline in the percentage of students majoring in the liberal arts and sciences, and an accompanying increase in preprofessional undergraduate degrees. Business is now by far the most popular undergraduate major, with twice as many bachelor’s degrees awarded in this area than in any other field of study. In the era of economic constraint before us, the pressure toward vocational pursuits is likely only to intensify.

As a nation, we need to ask more than this from our universities. Higher learning can offer individuals and societies a depth and breadth of vision absent from the inevitably myopic present. Human beings need meaning, understanding and perspective as well as jobs. The question should not be whether we can afford to believe in such purposes in these times, but whether we can afford not to.

Drew Gilpin Faust’s argument complements a full-length piece (‘Dehumanized: When math and science rule the school’) by Mark Slouka in the September 2009 issue of Harper’s Magazine. Slouka’s article focuses on education (versus just higher education) but it reflects the tenor of debates in higher ed in the US. His article, which is worth contrasting with the CBI report noted above, reflects a concern that the linkage agenda needs to be halted for it has already gone far too far, especially with respect to the valorization of select disciplines, specific forms of knowledge, and particular ways of knowing. Thus, the sense of urgency that the CBI constructs (in the UK) is turned upside down, and effectively viewed as an attempt to finish off what has been a long running and lost (or won, from an industry perspective) battle. Slouka’s sense is that:

[I]t’s about the increasing dominance—scratch that, the unqualified triumph—of a certain way of seeing, of reckoning value. It’s about the victory of whatever can be quantified over everything that can’t. It’s about the quiet retooling of American education into an adjunct of business, an instrument of production.

Slouka’s argument is primarily situated in the American context, but resonates with debates going on in many other countries, both on university-industry linkages, but also on the challenges the Humanities are currently facing.

What are universities for?The contributions of both Slouka and Gilpin Faust remind me of elements of the argument of Geoffrey Boulton and Colin Lucas in What are universities for? (League of European Research Universities, September 2008):

It is our contention that slipshod thinking about the roles that universities can play in society is leading to demands that they cannot satisfy, whilst obscuring their most important contributions to society, and, in the process, undermining their potential. It is wrong, in our view, to expect … that universities will be dynamos of growth and huge generators of wealth, leading to economic prosperity and enhanced quality of life on anything like the scale that is implicit in such language. In a European context, where governments are principal funders of universities, the assumption is that they are a lever which, when pulled, will gush forth the tangible effects of economic prosperity into which public money has been transformed. In reality, universities can only be one part of the process of producing a successful knowledge economy. The oft-quoted example of Silicon Valley and Stanford University is far more subtle and complex than a simple reading allows. It is a compound of capitalist enterprise, technical and legal services, skilled labour, a broad range of social provision in the public domain, local and state government policy, the appetites of an historically entrepreneurial culture, and maybe even climate.

Mission creep is to be expected for universities are embedded in a services-dominated knowledge economy (in the Global North, at least): it would be foolish not to expect universities to be asked to play a stronger role in the development and innovation process. But such mission creep needs to be interrogated, debated about, contextualized (as Boulton and Lucas hint at), and viewed in other than simple B&W ways. Broader factors, too, like the largesse Harvard University sits on needs to be flagged, for this multi-billion dollar endowment arguably provides Gilpin Faust with at least some of her desired latitude.

I’ll close off by noting that the UK’s CBI is being remarkably open about their objectives.  This is to be welcomed and it contrasts sharply with what happens in many other countries. The CBI (via the CBI Higher Education taskforce) seems ready for a debate, and they are systematic and strategic about their agenda. Yet the critics of the CBI agenda seem to primarily gripe from the edges, at least as perceived from my distanced perspective. We await a more formal and systematic critique to emerge in the UK; one that is equally formed, as coherently put together, and as openly circulated, as is the CBI viewpoint. The unruly process of innovation depends upon it.

Kris Olds

Canadian universities strive for differentiation and elite (global) standing

YVRI’ve just returned from Vancouver (pictured to the right), and my visit included a pleasant day at the University of British Columbia (UBC), my BA and MA alma mater.  UBC is perched on the edge of Canada, and the Pacific Ocean.  While it has always been a strong university, it is now striving to become a “world class” university, it seeks to position itself high within the two main global rankings, and it is currently fashioning a more strategic and effective approach for “international engagement and global influence”.

UBC’s ambition is to create a one of the world’s leading research universities; one “producing discoveries and innovations that advance human understanding and that make our world a better place” while acting as a “magnet for talent, helping to retain our most gifted students here in BC, and attracting bright and ambitious young people from across Canada and around the world”, while also functioning as a “connector — linking new ideas and best practices into our local communities, and bridging Vancouver and the Okanagan to global networks of innovation” (in the 2008 words of Stephen Toope, UBC’s President).

But how does one West Coast university, embedded in a provincially governed higher education system (national research funding, nonwithstanding), ramp up its game?  In the Canadian context, it comes down to convincing the state to enable universities to become more innovative, more competitive, yet while always receiving significant levels of state support, especially financial largesse.  Unlike the UK case (see ‘Privatise elite universities, says top VC‘, The Guardian, 1 June 2009), Canadian universities like UBC are seeking more state support, though in this case via an enhanced national presence in higher education.

Yesterday’s Chronicle of Higher Education captured this sentiment with considerable insight.  The article (‘Canada’s Elite Universities Propose a National Strategy for Higher Education‘, 17 August 2009) put it this way:

Canadians have long held an egalitarian view toward their universities, generally agreeing that none should be treated as more special than any other.

But now the presidents of five of the country’s largest research institutions—the Universities of Alberta, British Columbia, Montreal, and Toronto, and McGill University—are banding together to suggest that perhaps some Canadian universities should be, to use a famous phrase, more equal than others.

Canada needs not only to improve its higher-education system as a whole, they say, but also to pay special attention to institutions like theirs. Their argument, essentially, is that if the country hopes to raise the international standing of its universities, then their group must be allowed to focus on graduate education and high-quality research.

“The Canadian way has been to open the peanut-butter jar and spread thinly and evenly,” says David Naylor, president of the University of Toronto, the largest institution in Canada.

“We’re not talking about having a system of first- and second-class schools,” he adds. “We need more liberal-arts universities, we need more polytechnics, and, of course, smaller universities will continue to do the research they’re doing.”

The idea, he says, is to develop a focused strategy that plays to each university’s strengths: what the five call a “differentiation” model for higher education—a model, they say, that would be adequately financed as well. (my emphasis)

The Chronicle article is well worth a read, and it matches the tenor of speeches given by many of these “elite” university leaders over the last several years.  Yet, despite my UBC roots, I can’t but help flag a few noteworthy challenges.

YVR2First, is differentiation best scaled at the university (institutional) scale?  What is the logic for excluding or devalorizing the disciplinary/field scale, or the city-region scale, or the research network scale?  Universities like Waterloo, for example, have some units with considerably more research capacity than in any of the five self-identified elite universities. In short, more effort needs to be made to demonstrate that the university scale is the right scale for differentiation, assuming you believe this is indeed an objective worth supporting.

Second, and I speak here as an advocate of statecraft, is it realistic to expect a national Canadian higher education strategy to truly emerge.  There are multiple ironies (like Alberta – Canada’s Texas or Montana – advocating a stronger federal role in any sector!), and some blinkered thinking going on.  Look at the challenges of crafting a national higher education brand (‘Canada’s new branding effort: “Education in/au Canada”’, GlobalHigherEd, 3 October 2008).  In my biased view the aesthetically challenged branding effort expresses the problems of achieving action on a national scale in Canada in some sectors. Might not more effort be focused upon engendering new forms of provincial and local scale statecraft; statecraft associated with genuine innovations in policy-making, program development, and project framing/implementation? One could argue that the City of Edmonton, or the Province of Alberta, could do more for the University of Alberta than could Ottawa, for example.

Finally, what are the pros and cons of encouraging more dependence upon the national government?  Besides Madison in the USA, I’ve also been based in Singapore, France and the UK, and dependence upon a national government is a double-edged sword.  University missions would have to increasingly reflect national priorities, and university leaders (not to mention faculty) would have to accept reduced power, less autonomy, more hierarchy, all the while coping with temporal shifts in priorities come national electoral cycles.  Yet, as the Chronicle notes:

More broadly, the five are calling for a national higher-education strategy. While they have shied away from asking for the creation of an education ministry, they argue that without federal coordination of resources, along with a clear vision for the future of Canadian universities, the system will fail to raise its stature internationally.

Given what I know about my motherland, and what I have experienced in much stronger national systems, I seriously doubt that Canadian universities would be willing to accept what comes with greater “federal coordination of resources” and a “clear vision”.  I don’t doubt that university leaders like UBC’s Stephen Toope, or Alberta’s Indira Samarasekera have legitimate claims (and gripes), but they should be cautious regarding what they seek: their objectives might come to light, and enhanced dependence mixed with unhappiness with the direction of the national vision is not an ideal outcome. And what national government is going to craft a strategy, and hand over more monies, without a greater role in governing universities? This is a Pandora’s box if there ever was one.

This is a debate worth watching as all universities – including those in Canada – seek new ways to achieve and legitimize their increasingly “global” objectives. Canada’s elites seek more state action (and defacto dependence) while some of their equivalents in the UK seek to privatize to reduce dependence on the state, and all with the same end objective (elite global standing) in mind!

Kris Olds