The end of the public university in England

Editor’s note: the entry below was kindly provided to us by James Vernon, a professor of history at the University of California, Berkeley. His entry is posted here on the same day a BBC news story suggested that teaching grants “for degree courses in arts, humanities and social sciences at England’s universities are likely to be phased out under government plans.” Our thanks to James Vernon for these informed reflections regarding an historical transition unfolding in England; one with significant implications for those in the UK, Europe, as well many other parts of the world. Kris Olds

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I graduated from the University of Manchester in 1987 with no debt. I paid no fees and received a maintenance grant to earn a degree in Politics and Modern History. If my seventeen year old son were to follow in my footsteps he would graduate with debts of at least £50,000 and were he to study in London that could rise to £90,000.  In the space of a generation we have witnessed the destruction of the public university.

The Browne Report released on 12 October, and effectively rubber stamped in the savage public sector cuts announced yesterday, was simply the final nail in the coffin. Under the beguiling but misleading title Securing a Sustainable Future for Higher Education it effectively announced that university degrees are no longer considered a public good but a private investment.  Accordingly, it is the individual student, not the public, who will pay its cost.  Tuition fees will rise from £3,225 to a minimum of £6,000 rising to a potential ceiling of £12,000. State funding will fall from £3.5bn to just £700m – a total of 80% but a 100% cut in areas like the arts, humanities and social sciences that apparently have no public utility.

The cost of a university education may be charged to the individual student but they will be forced to pay for it through the sort of debt-financing that governments across the world now consider so inappropriate for themselves.   The scale of national debt is so ruinous we are told it requires emergency austerity measures (like all state intervention these days couched in the inevitable military metaphor of Osborne’s ‘war of welfare and waste’).  Students, meanwhile, will be encouraged to take on loans based upon an  imagined future income. They will effectively gamble that the loan will eventually pay-off by enhancing their future job prospects and earning power.  It will be a hedge against their future security.  What are effectively sub-prime loans are guaranteed by the state. Higher education is now modeled on the types of financial speculation that has helped get us in to this mess.

It is thankfully still just about inconceivable that primary and secondary education could be treated in this way –  indeed, Osborne claimed he would be investing more in these areas.   There at least it seems education remains something that serves a public and social function. Clearly something magical occurs when one turns eighteen and your education becomes a matter of personal not public gain.

When education becomes a private investment not a public good the principle of universal provision necessarily falls by the way.  It used to be a central pillar of the British higher education system that all institutions offered a similar range of degrees at the same price (if not with the same prestige).  A degree in biochemistry at Cambridge cost the same as one in cultural studies at Liverpool John Moores.  In making students customers of educational services Browne opens up the English and Welsh university sector (Scotland has it own more sanely run system) to the vagaries of student demand.  Different universities will compete with each other charging variable rates for different degrees depending on the quality of their service and the branding of their product. Everyone recognizes that Departments and programs be cut, many will be reduced to teaching factories where the link between teaching and research is severed, and some campuses will close altogether or be sold off in pieces.

As so often in Britain when business is the model we are told this is how things are done in America.  Indeed, it is.  Last week the State University of New York cut its programs in Classics, French, Italian, Russian and Theater.  In the last two years the University of California has raised its tuition by 32%, introduced furloughs for its workers that represented an effective 8% pay cut and are now seeking to restructure the pension packages of its employees.

There are however real differences between the American system and the model being developed in Britain.  The now ailing public universities in America existed in a diverse sector with privates (ranging from the small liberal arts colleges to the Ivy League campuses with their enormous endowments), community colleges and the rapidly expanding for-profits like the online degree factory the University of Phoenix.  Private endowments and federal programs like the Pell grant scheme enable both public and private universities to at least be seen to maintain ‘access’ to a diverse student body.  Yet even they seem unable to prevent the fortification of privilege amongst those social and ethnic groups most able to take the loans to gamble on their futures. The rest are likely to be driven in increasing numbers to for-profits who offer a faster, cheaper, denigrated, on-line education.

The lessons to be learnt from the American experience are that fees will continue to rise, unequal access between rich and poor will become structural to the system, and the for-profit sector will grow.  Buckingham University, once the only for-profit private in the entire UK, may well become the model. In July, the Minister responsible for higher education, David Willetts, made BPP (now owned by the Apollo Group the parent company of the University of Phoenix, the largest online for-profit in the US) the second for-profit capable of granting degrees in the UK.  With Obama’s administration accusing Apollo and co of using public funds and federally guaranteed student loans to leverage more private debt from students the for-profits are turning their attentions to the UK. Encouraged by David Willetts the for-profit sector awaits in the wings hungry to buy up or ‘rescue’ the publics that will surely fail in the years ahead.

Many politicians and university administrators present the Browne report as a reasonable response to the expansion of student numbers at a time of austerity and shrinking public budgets. Quite apart from the falsity of the choice between rising student fees or reduced numbers of students it is an argument that belies the length, depth and scale of the present crisis.

Firstly, it is not unique to England.  Across Europe and the Americas students and their teachers have been protesting against the same processes: the public disinvestment of higher education, rising fees and levels of student debt, the expansion of management and administrative systems for measuring efficiency or ‘excellence’ of services, the quest for new fee-paying consumers online or overseas, the casualization of academic labor, the restructuring of pensions. Yet, the destruction of the public university in England is widely seen as a test-case where these processes are unraveling faster and further than anywhere else.

Secondly, the storm has been brewing for decades. There should be no wistful nostalgia for a once pure public university. In the nineteenth century the great ‘redbrick’ provincial universities were founded on the alliance between industry and ivy. In the post-war period a good deal of academic research served a decolonizing state uneasily placed in the cold war arms race as the student protests of the late 1960s recognized.  It was hardly news then when in 1970 Edward Thompson railed against the erosion of intellectual life and academic governance by the captains of local industry that ran Warwick University, Ltd.  And, of course, despite the faux radicalism of the new universities that enabled the system to expand after the Robbins Report of 1963, universities remained the preserve of a privileged elite charged with running the welfare state with just 457,000 students in 1971 – 14% of the age group.

If the public university had always been a faustian bargain with industry and the state the rules of the game certainly began to change decisively during the 1980s when I was a student. First came the effective freeze on hiring following the Howe budget cuts of 1981. In 1993 when I was appointed to teach at the Department that had taught me it was the first permanent appointment in over a decade. Next came the stripping of the student maintenance grants I had marched unsuccessfully to protect in the mid-1980s.  And then there were the infamous administrative systems for auditing the efficient use of public funds at universities by measuring the productivity of academic labor: research outputs by the Research Assessment Exercise from 1989, teaching by the Quality Assurance Agency in 1993 renamed the Teaching Quality Assessment in 1997. One consequence of this, consistent with the merging of the former polytechnic sector in 1992, was the growing incentives on a frequently dwindling and increasingly casualized labor force to admit more students and teach ever larger classes. Inevitably these auditing systems not only greatly increased the amount of time academics spent talking or writing about the research or teaching they would do if they only had the time to do it.  It also catalyzed the staggering growth of management personnel.

New Labour only made things worse.  Faced with the systematic under-funding of the universities, the expansion of student numbers (funding per student fell 40% from the mid-1970s to the mid-1990s), and the decline in real terms of academic salaries, they answered the call of the last official review of the funding of higher education handed from one government to the other – the Dearing Report. If Dearing enabled the introduction of a £1,000 for tuition (and the final abolition of the maintenance grant in 1999), by 2006 it had increased to a variable rate up to £3,000. The final indignity came with the shift from the RAE measurement of academic’s research productivity – which, in the name of generating ‘output’ had arguably produced a great deal of increasingly specialized and unexciting publications – to a concern with its utility or ‘impact’ under the absurdly named Research Excellence Framework from 2008.  Unsurprisingly, as universities now answered to the Department of Business, Skills and Innovation, impact was measured in increasingly narrow and economistic terms.

Before rushing to join the denunciations of our short-sighted and philistine politicians we have to accept that no-one within the English university sector emerges from this process with much dignity.  Administrators have grown fat, plumping up their personnel, enlarging their office and buildings, as well as inflating their salaries.  Most damagingly they meekly accepted the economistic logics that drove the auditing of productivity and were naive enough to believe that the introduction of fees would supplement, not replace, state funding.  They have turned away from the public they are supposed to serve in the quest for new ‘markets’: professional schools, overseas students, and creation of empires with institutions that franchise their degrees.

The Last Professors of the public university have hardly fared better. They have been only too content to learn and internalize the new rules of the game in the name of self-advancement.  I was one of the new breed of entrepreneurial academics who had only ever worked in this system. I quickly learnt that research grants came to those who spoke whatever language the research councils were speaking in, that one had to recruit postgraduates to generate income, that quantity not quality of publications was the measure of scholarly productivity.  Those who went on research leave or won big grants for research projects were happy to hire replacements and assistants on short-term contracts.  At the opposite end others seemed content to become stars, to play musical chairs as institutions competed for prestige through big names with long CVs of publications, and to see their professorial salaries climb into the stratosphere in the name of their new market value.

The past twelve months has seen many wake up from this bad dream.  As respected individuals, programs and Departments – all festooned in the baubles of research excellence and prestige indicators – have been cut students and their teachers have mobilized. There have been marches, protests, online petitions, teach-ins and occupations.  These struggles have been very local – at Sussex, Middlesex, King’s College, etc – but those involved were in conversation with or at least virtually connected to protests elsewhere in Berlin, Berkeley and Buenos Aires.  It has been on these front-lines that the defense of the public university has begun to be articulated. And it has been the targeting of the arts and humanities in the cuts that has made it possible.

The humanities, along with the arts and even the interpretive social sciences, have become the true test of the public value of higher education. As the recession grips market models of utility and efficiency have surely been exposed as a dangerous fallacy so this is a good moment to re-articulate the purpose and role of humanities and social sciences in ways that justify renewed public investment in them.  We could have expected more from those like the British Academy or Arts and Humanities Research Board that institutionally represent the humanities in the UK. Instead, they have effectively caught themselves in arguments about economic impact and the capacity to aid national economic recovery that they are doomed to lose (see the Arts and Humanities Research Council’s Leading the World and the British Academy’s The Public Value of the Humanities). We should not be surprised then that the Browne Report recommends the complete withdrawal of public funding for the teaching of the arts, humanities and social sciences in contrast to the STEM subjects that will continue to be supported.

The defense of public universities is intricately tied to arguments that can establish the public value of the humanities.  We need to get beyond the hand-wringing of those who believe only philistines require the humanities to be justified just as much as the meek reproduction of the government’s own vocabularies of impact and value.  We can and should remind the world that it is our classes that students want to take.  Despite a decade of the rhetorical marginalization of our disciplines in the UK as not relevant there are more studying in the arts, humanities and social sciences (1,073,465 in 2008/9) than in the STEM subjects (829,115) and they are growing at a faster rate (a 28% increase since 2001/2 as opposed to 20% increase for STEM).  Indeed, in all likelihood, the arts, humanities and socials sciences are cross-subsidizing the more expensive STEM fields that teach fewer students in more resource heavy infrastructures and laboratories.

Why then do we face increased demand from students for the arts, humanities and social sciences?  There is no one reason why students take these classes and we do not need a one-size fits all justification of their public value. There are for sure those that rightly view these subject areas as helping them prepare for the world of work without necessarily providing a clear career trajectory in the social field or the knowledge and culture industries.  Students recognize that even vocational training can not ensure life-long careers any longer. Instead they require a set of skills – of critical thought and analysis, of reading and digesting materials quickly, of making presentations and convincing arguments across a range of media – that equip them for a flexible labor market in which they may work across multiple sectors.

We need, however, not stop at these instrumental ends.  We should be gratified to recognize that students are no less concerned with becoming citizens of the world.  They realize that the humanities provide them with not just an education in the issues and problems that face our global society but the forms of analysis that allow us to connect our particular local experiences to sometimes global processes.  They also provide the language training necessary for us to understand the perspectives of other cultures.  No less importantly, given the democratic deficit and seemingly growing disenchantment with our political system, the humanities teach our students the critical skills they require to become active and valued citizens of our democratic life.   Often they teach them that it is possible to think of themselves in new ways, to discover a new identity and to forge around it a politics they share with others that challenges and enriches our democracy.

Finally, the humanities, like the arts and social sciences, offer us the opportunity to think otherwise.  In an age in which the financialization of everyday life appears to demand an economic value is attached to everything we need to be reminded that this was not always the case.  The humanities speak to different systems of value, different orders of pleasure and enjoyment, that we can all enjoy – of imagination, beauty, laughter and wonder.  It is these qualities afterall that make us fully human, that enable us to appreciate what is unique about our own culture as well as what it is we hold in common with the rest of humanity.

A good deal is at stake.  We must defend the vision of a publicly funded university able to support classes in subjects that do not generate economic benefits. Economic utility is not the measure of who we are or who we want to become.

James Vernon

Deliberating about bridging the gap between industry and universities in a global knowledge economy

Deliberations about the meanings and uses of higher education continue apace.  The global economic crisis has exasperated the significance of this centuries old debate, in part because of serious fiscal pressures, but also because of the perception that higher education is now becoming the ‘railroad of the 21st century’.

Why is the ‘railroad of the 21st century’ perception emerging, rightly or wrongly? In part because a structural transformation to a ‘knowledge-based economy’ is underway; one dependent upon related shifts, including the emergence of a ‘knowledge society’. And which institutions are critically important to producing a knowledge society? Well, many, but a key one is, undoubtedly, the university.

Now the ‘uses of higher education’ debate is taking place on many levels, only one of which (university-industry linkages) we’ll flag today.  Other debates centre on views that higher education should be considered as an ‘export-earning industry’ (and issue we have discussed in GlobalHigherEd), or the logic of opening new types of higher education institutions (e.g., KAUST and Amsterdam University College, both of which celebrated their openings last week) with unique missions. [Note: we’ll be posting coverage of both openings over the next several days]

Bridging the perceived gap between universities and industry in the UK/Europe

Given the structural pressure to create a knowledge society/economy, and the patently obvious decline of government income per student in most countries, we are witnessing drives in many countries to create and/or deepen university-industry linkages. The logic is to generate (a) more innovation within the economic development process, (b) new streams of revenue for fiscally challenged universities via the commercialization of select forms of knowledge production, and (c) more entrepreneurial students who will become the tangible drivers of the knowledge economy.  I’m being simplistic here, of course, but this is the broad tenor of the argument.

This drive is focused on, albeit unevenly across space and time, bridging the perceived gap between universities (as represented by faculty, researchers, and students) and industry. Bridging activities include patenting, licensing, spinning-off firms, consultancy, contract research, on-demand training, new forms of formal and informal advisory relationships, and so on.

Now the drive to enhance transformation of the mission of universities comes from many quarters. In some countries and city-regions it comes from within the universities themselves, while in other contexts industry is the key driver. In yet other contexts the push comes from national governments, as well as regional (e.g., the European Commission) or international organizations (e.g. the World Bank).  In all cases an ‘innovation’ agenda underlies the push.

An example of a push from ‘industry’ was clearly evident last week in the UK. The industry push came via the UK-based Confederation of British Industry (CBI), under the leadership of Richard Lambert. Lambert is the CBI’s director-general, author of the Lambert Review of Business-University Collaboration (2003), and co-author (with Nick Butler) of The Future of European Universities: Renaissance or Decay? (2006). Lambert has also acted as the University of Warwick’s Chancellor since 2008.

CBIcoverThe CBI’s Higher Education unit stirred up the debate via the release of a major report titled Stronger Together – Businesses and Universities in Turbulent Times. Let me quote, extensively, from the press release, including a lead-off quote from Sam Laidlaw, Chairman of the CBI Higher Education taskforce and CEO of Centrica:

“Effective collaboration between the higher education sector, business and government will be critical to the UK’s economic recovery and sustainable international competitiveness. Business must also make a sustained effort in supporting higher education. To this end, I am pleased that as a Task Force we have made a strong commitment to provide the support needed to help students build the employability and technical skills that are so important.”

The report proposes that more businesses should work with universities to:

  • Sponsor students studying subjects relevant to business, such as science and technology.
  • Provide financial support to new graduates, through bonuses when they sign on with the firm.
  • Offer more opportunities for internships, placements, work experience or projects.
  • View working with universities as part of core innovation activity.

Richard Lambert, CBI director-general, said:

“Maintaining a world-class higher education system is vital to the UK’s future competitiveness, and we should sustain current levels of investment in teaching and research, which are low by international standards. Strong leadership is also needed to minimise the risk of long-term decline.

“Business should engage more with universities, both financially and intellectually. More firms should help design and pay for courses for the benefit of the current and future workforce, and more firms should offer students practical work experience.

“In return for this extra investment of time and money, business will want to see more emphasis given to certain subjects, such as science, technology, engineering and maths. Languages are also seen to be important, and the taskforce argues that more should be done to prepare students for the world of work, and teach them the generic skills that will help smooth their pathway into employment.”

Needless to say, this report has been both praised and criticized over the last week. Some are concerned that the UK government is turning higher education into a training unit for private firms, while others are praising the call for greater focus (the ‘do less better’ mantra) and the report’s recognition that there is a disconnect between society’s ambitions for its universities and the funding base that currently exists.

The report’s findings are likely to feed into deliberations about the new proposals (launched last week as well) regarding the UK’s proposed Research Excellence Framework (REF), which will replace the Research Assessment Exercise (RAE).

Two contrarian views in the US

The timing of this push by industry, one largely supported by the UK’s Labour Government, coincided with two broadly critical arguments regarding such a development agenda.

Drew Gilpin Faust, the president of Harvard University, published a widely read 9 September article in the New York Times about the problems with such a development agenda. In her article (‘The University’s Crisis of Purpose’), Gilpin Faust argues that:

Higher education is not about results in the next quarter but about discoveries that may take — and last — decades or even centuries. Neither the abiding questions of humanistic inquiry nor the winding path of scientific research that leads ultimately to innovation and discovery can be neatly fitted within a predictable budget and timetable….Universities are meant to be producers not just of knowledge but also of (often inconvenient) doubt. They are creative and unruly places, homes to a polyphony of voices. But at this moment in our history, universities might well ask if they have in fact done enough to raise the deep and unsettling questions necessary to any society.

As the world indulged in a bubble of false prosperity and excessive materialism, should universities — in their research, teaching and writing — have made greater efforts to expose the patterns of risk and denial? Should universities have presented a firmer counterweight to economic irresponsibility? Have universities become too captive to the immediate and worldly purposes they serve? Has the market model become the fundamental and defining identity of higher education?

Since the 1970s there has been a steep decline in the percentage of students majoring in the liberal arts and sciences, and an accompanying increase in preprofessional undergraduate degrees. Business is now by far the most popular undergraduate major, with twice as many bachelor’s degrees awarded in this area than in any other field of study. In the era of economic constraint before us, the pressure toward vocational pursuits is likely only to intensify.

As a nation, we need to ask more than this from our universities. Higher learning can offer individuals and societies a depth and breadth of vision absent from the inevitably myopic present. Human beings need meaning, understanding and perspective as well as jobs. The question should not be whether we can afford to believe in such purposes in these times, but whether we can afford not to.

Drew Gilpin Faust’s argument complements a full-length piece (‘Dehumanized: When math and science rule the school’) by Mark Slouka in the September 2009 issue of Harper’s Magazine. Slouka’s article focuses on education (versus just higher education) but it reflects the tenor of debates in higher ed in the US. His article, which is worth contrasting with the CBI report noted above, reflects a concern that the linkage agenda needs to be halted for it has already gone far too far, especially with respect to the valorization of select disciplines, specific forms of knowledge, and particular ways of knowing. Thus, the sense of urgency that the CBI constructs (in the UK) is turned upside down, and effectively viewed as an attempt to finish off what has been a long running and lost (or won, from an industry perspective) battle. Slouka’s sense is that:

[I]t’s about the increasing dominance—scratch that, the unqualified triumph—of a certain way of seeing, of reckoning value. It’s about the victory of whatever can be quantified over everything that can’t. It’s about the quiet retooling of American education into an adjunct of business, an instrument of production.

Slouka’s argument is primarily situated in the American context, but resonates with debates going on in many other countries, both on university-industry linkages, but also on the challenges the Humanities are currently facing.

What are universities for?The contributions of both Slouka and Gilpin Faust remind me of elements of the argument of Geoffrey Boulton and Colin Lucas in What are universities for? (League of European Research Universities, September 2008):

It is our contention that slipshod thinking about the roles that universities can play in society is leading to demands that they cannot satisfy, whilst obscuring their most important contributions to society, and, in the process, undermining their potential. It is wrong, in our view, to expect … that universities will be dynamos of growth and huge generators of wealth, leading to economic prosperity and enhanced quality of life on anything like the scale that is implicit in such language. In a European context, where governments are principal funders of universities, the assumption is that they are a lever which, when pulled, will gush forth the tangible effects of economic prosperity into which public money has been transformed. In reality, universities can only be one part of the process of producing a successful knowledge economy. The oft-quoted example of Silicon Valley and Stanford University is far more subtle and complex than a simple reading allows. It is a compound of capitalist enterprise, technical and legal services, skilled labour, a broad range of social provision in the public domain, local and state government policy, the appetites of an historically entrepreneurial culture, and maybe even climate.

Mission creep is to be expected for universities are embedded in a services-dominated knowledge economy (in the Global North, at least): it would be foolish not to expect universities to be asked to play a stronger role in the development and innovation process. But such mission creep needs to be interrogated, debated about, contextualized (as Boulton and Lucas hint at), and viewed in other than simple B&W ways. Broader factors, too, like the largesse Harvard University sits on needs to be flagged, for this multi-billion dollar endowment arguably provides Gilpin Faust with at least some of her desired latitude.

I’ll close off by noting that the UK’s CBI is being remarkably open about their objectives.  This is to be welcomed and it contrasts sharply with what happens in many other countries. The CBI (via the CBI Higher Education taskforce) seems ready for a debate, and they are systematic and strategic about their agenda. Yet the critics of the CBI agenda seem to primarily gripe from the edges, at least as perceived from my distanced perspective. We await a more formal and systematic critique to emerge in the UK; one that is equally formed, as coherently put together, and as openly circulated, as is the CBI viewpoint. The unruly process of innovation depends upon it.

Kris Olds