International Campuses or International Students?

Today’s entry is by Professor Christine Ennew, Pro Vice Chancellor (Internationalisation/Science) and Professor of Marketing, University of Nottingham, UK. Professor Ennew has responsibility for Internationalisation and the Faculty of Science. She was formerly Dean of the Faculty of Social Sciences, Law and Education and is also Professor of Marketing in the Business School.

I’ve run into Professor Ennew in various settings, and have always found her to be one of the most astute practitioner-analysts with respect to the globalization of higher education and research.  This entry stands by itself, but also ties into some of our previous entries in GlobalHigherEd regarding branch campuses and the ‘export‘ of higher education services (to use GATS parlance). Prof. Ennew raises some important points regarding the impact of political decisions regarding inflows of international students and how problematic it is to assume the increased export of education services (via a branch campus) can compensate for reduced imports of foreign students. More importantly, these two forms of ‘internationalization’ at the institutional scale are vastly different, and enable universities (and societies, more broadly) to pursue substantially different objectives. They are linked strategies, but ‘apples and oranges’ with respect to dynamic and outcome.

My thanks to Professor Ennew for permitting me to repost her entry here (it was originally posted on the University of Nottingham’s insightful Knowledge Without Borders blog). Kris Olds

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International Campuses or International Students?

Christine Ennew

For those of us who have long been active in developing educational and research provision outside the UK, it is heartening to learn that David Willets [Minister of State for Universities and Science] is keen to address the barriers to greater engagement by UK universities in overseas ventures. Developments such as international campuses (a major focus of recent discussions in the UK Government’s Department of Business, Innovation and Skills) have the potential to bring genuine benefits to individual institutions and to the sector as a whole. They provide an opportunity to work with talented students and academics who might not otherwise have engaged with UK HE; they offer distinctive mobility opportunities for staff and students; they can provide novel research opportunities and they contribute to the global reputation of UK HE.

But we should be careful not to delude ourselves that this activity is an “export” in any substantive economic sense. One of the distinctive features of an “export” is the generation of a flow of income to the home country in return for the provision of a service to an overseas market. UK HE already has an outstanding record in exporting HE, through the stream of international students who arrive every year to study at UK Universities. These students generate significant export earnings through the fees that they pay (perhaps as much as £8bn annually) and provide an additional economic impact through their spending while studying in the UK. More significantly perhaps, they contribute to the diversity and quality of the student body and in the longer term they help to build positive and enduring relationships between the UK and a range of other countries across the world.

The international record of UK higher education is now seriously threatened by a damaging immigration policy which BIS has been unable to counter. And the consequence for the sector and the economy of a significant drop in internationally mobile students coming to study in the UK could be disastrous – both in terms of a loss of talent and a loss of income. More insidiously the idea that we can simply substitute new income from international campuses for lost income from internationally mobile students suggests that financial motives dominate our interest in internationalisation in higher education. That is not to suggest that export earnings do not matter. They do. But internationally mobile students studying on UK campuses bring so much more for the student experience on campus and to the longer term position of the UK in the world economy and we must not under-estimate these non-financial benefits from international student recruitment.

And, it would be misguided to think that the establishment of campuses overseas (however funded) could be a substitute for international students coming to study in the UK. The experience of the University of Nottingham with its campuses in Malaysia and China has been hugely positive and the benefits of campus development have been considerable. But net income isn’t one of them. International campuses receive their income within the country in which they operate and incur most of their costs in that same location. Financially they are substantially based in their host economy. Almost by definition then, there will be relatively low income flows back to the home country.

Done well and done properly, an international campus will be economically viable, certainly in the medium term and will deliver a range of other non-monetary benefits. But, expecting any resulting revenues to replace the lost income that will materialise if the Home Office ever gets close to its targets for reducing net migration to the UK is both unrealistic and dangerous. In the longer term interests of the UK economy and its world leading Universities, international campuses and internationally mobile students must be seen as complementary initiatives in internationalisation, not alternatives.

Advocacy vs Analysis and the Case for Learning While Doing

Spring Recess as it is called here is coming to a close, alas. My highlight was camping for three days on a bluff overlooking the confluence of the Wisconsin & Mississippi rivers — the scenery was spectacular, the company wonderful, and it was a true pleasure to be disconnected from ‘the grid’ for a while.

Since coming back to Madison I discovered that Yale faculty passed a rather bizarre, in my view, resolution about politics in Singapore. Really, come on folks, if your core concern is with how Yale governs the implementation of its internationalization strategy, how Yale is led, and the nature of Yale’s overseas engagements, then surely it makes more sense to focus the resolution on Yale (your university) vs the country of Singapore!

While I was away I also learned, via the various mechanisms I use to track links, RTs (via Twitter), and repostings, that Dr. Michael Montesana’s recent entry (‘Is Yale a Reliable Partner for the National University of Singapore?’) generated a large volume of traffic on both the WordPress.com and Inside Higher Ed sites that GlobalHigherEd is hosted on. A variety of people from around the world also emailed me about it.

A noteworthy aspect of the feedback I received was that readers (including many Singaporeans) were appreciative of Dr. Montesano’s concentrated focus on Yale versus Singapore, and the broader histories and networks that intersect with the Yale-NUS College formation process. Regardless of whether you agree or disagree with his style of argumentation, and final recommendations, Montesano’s entry was flagged as providing a relatively novel and wide window (not the window, of course) on the Yale side of the development process, especially by someone who knows and cares about both Yale and Singapore.

Now, let’s stand back and reflect on this situation.

First, there is an abundance of advocacy-oriented representations that are required to legitimize such global higher ed ventures, but there is remarkably little concurrent (and autonomous) analysis of the key related issues. And while Montesano’s entry is an opinion piece, it is framed in an analytical way, seeking to identify the complicated forces, contradictions, currents of thought, and networks, that led Yale’s leaders to seek a link (via Yale-NUS College) to this unique Southeast Asian city-state.

Second, let’s think about audience. Montesano’s entry is about a higher education phenomenon, and people associated with universities have a thirst for knowledge about what is really going on regarding the plethora of objectives, the complicated politics, and the ever evolving constellation of social relations, that bring an endeavor like Yale-NUS College to life. This thirst for more nuanced and lengthy forms of argumentation drew people to his entry for he is making a sustained argument that is designed to be engaged with, debated about, agreed or disagreed with.

The case for learning while doing

One of the lessons I am starting to take away about debates about Yale-NUS, as well as other forms of higher education experiments (e.g., the European Higher Education Area), is that it is not enough for the key stakeholders to advocate while only providing basic background information. Why is this so? Well, the stakes in these ventures are too high, there is a thirst for knowledge about the emerging, and most people associated with higher education have a critical-analytical instinct guiding their thinking (as must be the case).

Given the above, I would argue that much more needs to be done to engender concurrent research and deliberative fora about the transformative initiatives universities are considering, being drawn into, and are developing (often with foreign partners). This is a point my Europe-based colleagues (esp., Anne Corbett, Roger Dale, and Susan Robertson) have been making for some time about the Bologna Process, where there is an abundance of advocacy, and contract-derived research, but a paucity of ‘intellectually autonomous’ analysis about the deeper meanings, histories, and implications of the Bologna Process. See, for example, ‘From where I sit – We’re scholars, not politicians‘ (Times Higher Education, 3 November 2011), as well as ‘Time for blue skies thinking about the future of higher education in Europe,’ University World News, 8 April 2012).

What to do about the paucity of research and analysis about emerging experiments in globalizing higher ed? Well, remember that we (the experimenting universities) are higher education institutions with significant in-house research capabilities! Using our own resources, and our connections to relevant funding councils, we could easily do some or all of the following:

  • Upper level undergraduates, and graduate students, could be funded to assist in the development process, effectively ensuring that they engage in intensive forms of participant observation. Their experiences could generate the data for honor’s theses, MA and PhD projects, and/or research-based publications and related websites. Collaboration between students in partner universities would likely build bridges, and generate enhanced understandings of the development process.
  • Active universities, perhaps working in conjunction with key funding councils and foundations, could fund basic (blue skies) research about a wide array of relevant issues, debates, and phenomenon. This would likely have to take a ‘special initiatives’ format given that this kind of phenomenon has a unique life-cycle, at least with respect to the development process.
  • Relevant business and law schools, as well as science and technology studies programs, could develop detailed case studies stretching from the formative phases of negotiations through all stages of the implementation process, the launch of a new venture, and the first few years of its existence.
  • Archives of all key correspondence, minutes of meetings, curricula in various stages of development, contracts and agreements, etc., could be systematically preserved for internal and external researchers, current and future. Open access sites of documentation could be easily established and incrementally added to while simultaneously moving through all stages of the implementation process. This type of information could also be drawn upon by the higher education media, with one obvious benefit being less risk of error of interpretation.

There are likely many other ideas along these lines, though as Anne Corbett implies, they would have to be organized in a manner that respects “academic values and intellectual autonomy.”

In closing, there is strong desire for more information, transparency, and especially nuanced analysis about the emerging landscape of global higher education and research. If we just ‘do’ then we miss opportunities to learn along the way, and help educated ourselves and interested others. And apart from learning, even critical ‘blue skies’ research can feed back into the development process and engender more informed and nuanced debate on the complex realities of such endeavors.

Sounds like a win-win proposition to me.

Kris Olds

Deterritorializing academic freedom: reflections inspired by Yale-NUS College (and the London Eye)

To what degree is academic freedom being geographically unsettled – deterritorialized, more accurately – in the context of the globalization of higher education? This was one of the issues I was asked about a few days ago when I spoke to a class of New York-based Columbia University students about the globalization of higher education, with a brief case study about Singapore’s global higher education hub development agenda. Some of the students were intrigued by this debate erupting (again) about Yale’s involvement in Yale-NUS College:

Given that we only had a limited time to discuss these issues, I’ve outlined elements of the comments I would have added if I had a little more time during the Q&A session. And clearly, there is even much more to say about these issues than what is outlined below, but I’ve got grading to attend to, so this entry will have to suffice. And if any of you (the students) have more questions, please email me anytime. I’m obviously making this follow-up public on a weblog as well, as it fits into the broad themes covered in GlobalHigherEd.

The first point I wanted to reinforce is it is important to recognize that Singapore’s attempt to become the ‘Boston of the East’ is underlain by structural change in Singapore’s economy, and a related perception that a ‘new breed’ of Singaporean is needed.* Implementation of the global education hub development agenda is therefore dependent upon the exercise of statecraft and the utilization of state largesse. For example, nothing would be happening in Singapore regarding the presence of foreign universities were it not for shifts in how the state engages with foreign actors, including universities like Yale and Chicago. The opening up of territory to commercial presence (to use GATS parlance) as well as ‘deep partnerships,’ and the myriad ideological/regulatory/policy shifts needed to draw in foreign universities, have been evident since 1998. In an overall sense, this development agenda is designed to help reshape society and economy, while discursively branding (it is hoped) Singapore as one of the ‘hotspots’ in the city-region archipelago which fuels, and profits from, the global knowledge economy.

Second, and as I noted on Thursday in my lecture, one of the three key post-1998 realignments is an enhanced acceptance of academic freedom in Singapore (in comparison to the 1980s and early 1990s). This is a point that was made in a 2005 chapter* I co-authored with Nigel Thrift and the same conditions exist today as far as I am concerned (though I do not speak for Nigel Thrift here).

In Singapore over the last decade plus, local universities have acquired considerably more autonomy regarding governance matters; faculty now have historically unprecedented freedom to shape curricula and research agendas; and students have greater freedom to express themselves, even taking on ruling politicians in campus fora from time to time. I personally believe that the practice of academic freedom is alive and well in Singapore for the most part, and that critics of (for example) the Yale-NUS venture would be fools to assume this is a Southeast Asian Soviet-era Czechoslovakia: Singapore is far more sophisticated, advanced, and complex than this. Universities like the National University of Singapore and Singapore Management University are full of discussion, politically tinged banter, illuminating discussions in classes, and vigorous debates mixed with laughter over lunches at the many campus canteens. There is no difference between the debates I had about politics in Singapore when I worked there for four years (1997-2001), and when visiting since, to those I have had at the ‘Berkeley of the Midwest’ (UW-Madison) from 2001 on, or my alma maters in Canada (University of British Columbia) and England (University of Bristol). The relatively cosmopolitan and young (age-wise) nature of the faculty base in Singapore also indirectly engenders some forms of open-mindedness that are absent from more established (and sometimes smug) centers of scholarship.

This said, Singapore is a highly charged ‘soft authoritarian’ political milieu: if certain conditions come together regarding the focus and activities of a faculty member (or indeed anyone else in Singapore, be they expatriates, permanent residents, or long-term citizens), a strong state guided by political elites has much room to maneuver – legally, administratively, procedurally, symbolically – in comparison to most other developed countries. In this kind of context, a focused form of ‘calibrated coercion’ can be exercised, if so desired, and an analyst’s life can be made very difficult despite the general practice of academic freedom on an average day- to-day basis. There are discussions about ‘OB markers’ (out-of-bounds markers) regarding certain topics, some forms of self-censorship regarding work on select themes, and perhaps a lift of the eye when CVs come in with Amnesty International volunteer experience listed on them. And at a broader scale, the Public Order Act regulates ‘cause-related’ cause-related activities that “will be regulated by permit regardless of the number of persons involved or the format they are conducted in.” Even before the 2009 tightening of revisions to the Public Order Act, I recall stumbling upon a ruckus (desperately searching for a post-lunch coffee, circa 1999-2000) when I witnessed police removing the leader of the opposition from the grounds of the National University of Singapore after he attempted give an impromptu (I assume) speech to students below the main library.

In short, Singapore is a complicated place, and one needs to work hard to understand the complexities and nuances that exist. Blind naïveté (often facilitated by temptingly high salaries, and lack of regional knowledge) is as bad as cynical critique: like all places (Singapore and the US included), there are many shades of grey in our actually existing world. On this point it worth quoting the ever insightful Cherian George:

Singapore is not for everyone. Compared with countries at a similar income level, it is backward in the inclusiveness it offers to people with disabilities. It is a relatively safe country for families – but an innocent person who is wrongly suspected of a crime has more reason to fear in Singapore than in countries that treat more seriously the rights of the accused. And those who care enough for their society to stand up and criticise it have to be prepared to be treated as an opponent by an all-powerful government, enduring harassment and threats to their livelihoods. Being a writer immersed in Singapore has not blinded me to the system’s faults. But, one common form of critique in which I find myself unable to indulge is caricature, reducing Singapore to a society ruled by a monolithic elite, served by a uniformly pliant media, and populated by lobotomised automatons. Such essentialised accounts of government, media and people may satisfy the unengaged, but they generate too much cognitive dissonance for me. The Singapore I know – like any human society – is diverse and complex…

So, in my view, the practice of academic freedom in Singapore is alive and well on a number of levels, but there are always significant political sinkholes that might open up; you just never know…

Academic freedoms & the Singapore Eye

But what are the many foreign universities with a presence in this Southeast Asian city-state doing about academic freedom? In particular, if there is a lack of clarity about the nature of academic freedom given that guidelines are not codified, rules are unclear, and there appear to be no formalized procedures for dealing with serious contests, do foreign universities just accept the same conditions local faculty and students cope with?

The answer is a clear and resolute “no,” at least for highly respected universities like Chicago, Cornell, Duke, and Yale. Rather, what they do about academic freedom depends upon the outcome of negotiations between each of these foreign universities and the Singaporean state (sometimes in conjunction with local partner universities).

One of the more intriguing things about the development process is that most of the foreign universities that have engaged with the Singaporean state have developed what are effectively bilateral understandings of academic freedom. As I noted in 2005:**

Yet despite the influx of a significant number of American and European universities in response to the emergence of these new socio-economic development objectives, the concept of academic freedom, one of the underlying foundations of world class university governance systems, has received remarkably limited discussion and debate. The discussions and negotiations about the nature of academic freedom vis a vis Singapore’s global schoolhouse have been engaged with in a circumscribed and opaque manner. Deliberations have primarily taken the form of closed negotiation sessions between senior administrators representing foreign universities, and officials and politicians representing the Singaporean state. The agreements that have been made are verbal for the most part, though they have also been selectively inscribed in the confidential Memorandum of Understandings (MOUs) and Agreements that have been signed between the Government of Singapore or local universities and the foreign universities in question. Strands of the concept have been brought over by the foreign universities, reworked during negotiations, and constituted in verbal and sometimes confidential textual form. The development of a series of case-by-case conceptualizations of academic freedom is hybridizing in effect. Through verbal agreements of unique forms, and through MOUs and Agreements of unique forms, foreign universities and the Singaporean state have splintered academic freedom in unique ways, unsettling previous notions of academic freedom in quite significant and hitherto unexamined ways.

See, for example, pages 6-8 of a Yale-issued summary of the agreement it reached with the Singaporean state.

Leaving aside the content of this message from Yale’s president, it is important to stand back and reflect on what is going on. In my opinion what we’re seeing is the creation of a strategically delineated understanding of academic freedom; one specified by just two parties in this case, and one that applies is a narrowly circumscribed geographic context (the Yale-NUS campus).

But think about the patterns here. Who is at the center of this aspect of the development process? It is the Singaporean state, including senior politicians such as the minister of education, the deputy prime minister, the prime minister, and in the Yale case senior leadership at NUS.

Much like the London Eye, a myriad of universities work with the Singaporean state on this issue at a bilateral (case by case) level. Given this, no one knows more about how academic freedom can be negotiated and framed than the people at the center of the negotiation dynamic. A Singapore Eye of sorts (if this admittedly awkward analogy makes sense!) regarding academic freedom exists. A less obtuse analogy might be a hub (the state) and spoke (multiple foreign universities) one. And the outcome is a plethora of differentially shaped academic freedoms in Singapore, scattered across the city-state in association with the foreign universities, shorn as far as I can tell from much of the context local universities (and their academics) are embedded in.

In the global higher ed context, this pattern is not unique to Singapore. The same case could be made regarding Qatar, Abu-Dhabi, Dubai, and China (albeit to a lesser degree). What is noteworthy is that the current experts regarding the globalization of academic freedom are monarchs and political elites associated with ruling regimes, not the people associated with the higher education sector, for they are too focused on their own institutional agendas.

Another interesting aspect of this development process is the absence of any form of collective representation regarding academic freedom in these hubs. Universities (e.g., Yale, Cornell, MIT, NYU, Texas A&M) active in global higher education hubs informally share information, to be sure, but their capacity to share information, and model practices, depends on proactive and savvy administrators who know what to think about, what to ask about, and where the ‘non-negotiable’ line should be drawn.

Once they forge their agreement with the state in these hubs, they move on to the implementation phase. And then 1-3-5 years later in comes a new university, and this pattern starts afresh (and a new spoke is added). But the lines connecting the foreign universities are thin. For example, it is worth considering how many of the recent negotiations about academic freedom in Singapore have been informed by a critical analysis of the pros and cons of the University of Warwick’s deliberations about opening up a branch campus in Singapore circa 2005, including Dr. Thio Li-ann‘s substantial report about academic freedom in Singapore.

In conclusion: on absence vs presence

Well, I’ve gone on now longer than I expected. But I want to close off by asking you (Columbia U students) to think about absence as much as presence. I’ve often encouraged my own students to think about this aspect of development, for while we can recognize and focus on presence, absence matters just as much. Absence is itself a phenomenon associated with the development process: absence is often desired, or absence can exist as an outcome of the lack of capability, planning, and resources.

One thing that appears to be absent in Singapore as a whole are codified rules and guidelines about academic freedom: what it is defined as, what its limitations are, and what its value is to higher education institutions. Interestingly you find all sorts of statements about the presence of academic freedom in Singapore, much like the ones I made above, or the ones put forward yesterday by Simon Chesterman (see ‘Academic freedom in New Haven and S’pore,’ The Straits Times, 30 March 2012). [Professor Chesterman is Dean of the NUS Law School. Given that he is a law professor, and also son-in-law of the architect of Singapore’s global schoolhouse development strategy (Dr. Tony Tan Keng Yam, Singapore’s current President), his views are worth taking note of.] But statements and op-eds are just that; they are not the only things that create formally demarcated and secure spaces for researchers and students. What arguably helps realize and ground academic freedom are legible guidelines, codified procedures in case of contest, laws, and symbolic affirmations of value such as this plaque I walked past this morning.

Statements, even by important officials and member of the elite do not beget confidence about the importance of academic freedom, hence the desire of universities like Yale and Cornell to act – to codify – on a bilateral basis.

One of the more curious aspects of this ongoing debate about academic freedom is that Singapore has a reputation as a place that respects the rule of law, and it has a formidable reputation for the quality and clarity of regulation regarding key industries (e.g., finance). Yet the guidelines and regulations associated with the space to produce and circulate information and knowledge via universities situated in Singaporean territory remains limited, in my opinion. Why, especially when academic freedom keeps emerging as a concern of global actors like Yale (circa 2011-2012), Warwick (circa 2005), etc.? And why when a knowledge economy and society is just that — one dependent upon the sometimes unruly production of valuable forms of knowledge?

Is bilateralism regarding academic freedom really the most effective approach? I’m not so sure for what it appears to do is provide fuel for debates, such as the one unfolding in Yale right now. Absence on this core issue (academic freedom) in Singapore as a whole, is arguably providing fuel for fire. Thus while some Yalies (is that what they are called?) seem to be disseminating remarkable unsophisticated understandings of how academia and politics works in Singapore, I would argue that the Singaporean authorities have created an opaque regulatory and discursive context regarding academic freedom vis a vis the production and circulation of knowledge. And as anyone who works on economic development knows, uncertainty is a problematic factor that can inhibit or skew the development process, partly because of misinterpretations.

A second absence is a global scale mechanism to ensure that the core principles associated with academic freedom are protected and realized as best it can be for the global community of scholars of which we are all (in Singapore, in New Haven, in Qatar, in Madison) a part. The long history of academic freedom is intertwined with the emergence of enlightenment(s), modernity(ies), and the associated development of societies and economies. Academic freedom helps create the space for the search for truth, the unfettered production and circulation of knowledge, and socio-economic innovation. But academic freedom has to be practiced, protected, codified, and realized, including while it is being globalized. The bilateralism evident in places like Singapore is inadequate in that the ‘foreign’ universities engaged in it are only thinking of themselves and not the global ecumene and community of universities. It is surely time for them to exercise some global leadership on such a core/foundational principle; one that has helped these universities become what they are.

Great to meet you all last Thursday. Be sure to think hard about this issue, gather diverse perspectives as any good student should, and feel 100% free to disagree with me.  And hope next week’s discussions go well!

Kris Olds

* Olds, K., and Thrift, N. (2005) ‘Cultures on the brink: reengineering the soul of capitalism – on a global scale’, in A. Ong and S. Collier (eds.) Global Assemblages: Technology, Politics and Ethics as Anthropological Problems, Oxford: Blackwell, pp. 270-290.

** Olds, K. (2005) ‘Articulating agendas and traveling principles in the layering of new strands of academic freedom in contemporary Singapore’, in B. Czarniawska and G. Sevón (eds.) Where Translation is a Vehicle, Imitation its Motor, and Fashion Sits at the Wheel: How Ideas, Objects and Practices Travel in the Global Economy, Malmö : Liber AB , pp. 167-189.

Unsettling the university-territory relationship via Applied Sciences NYC

The unruly process of ‘innovation’ has long stumped analysts and advocates. Indeed, there is a veritable cottage industry of scholars who work on innovation, innovation systems, innovation networks, and associated phenomena. This agenda intersects with higher education systems, institutions and practices in a variety of ways, including the development of research and advocacy programs regarding university industry linkages, entrepreneurship, technology transfer, the role of higher education institutions (HEIs) in R&D, the role of HEIs in city-region development, online education (most recently), and so on.

But how does this agenda intersect with the globalization of higher education and research agenda? Well, in a wide variety of ways, especially given the globalizing nature of economies and societies. Researchers who focus on all of the above phenomena are increasingly grappling with the impact of ‘global pipelines’ guiding flows of people and information between multiple sites; transnational flows of mobile people, technologies, and the like; and multi-sited epistemic communities that produce the jointly authored publications mapped out here. The vast majority of this research, however, deals with grounded HEIs, institutions fixed in place. This, of course, makes sense, for most HEIs are not mobile, and never will be (and indeed should arguably not be).

This said, one of the most fascinating experiments to unsettle the university-territory relationship, with the aim of engendering new forms of unruly innovation, is unfolding in New York City.

Just over a year ago, in December 2010, New York City stirred up interest around the world with the issue of Request for Expressions of Interest seeking “Responses from the Academic World for a Partnership with the City to Create a State-of-the-Art Applied Science Campus.” As the 16 December 2010 press release put it:

Mayor Michael R. Bloomberg, Deputy Mayor for Economic Development Robert K. Steel and New York City Economic Development Corporation President Seth W. Pinsky today announced that the City is seeking responses from a university, applied science organization or related institution to develop and operate an applied sciences research facility in New York City. In order to maintain a diverse and competitive economy, and capture the considerable growth occurring within the science, technology and research fields, the City is looking to strengthen its applied sciences capabilities, particularly in fields which lend themselves to commercialization. The City will make a capital contribution, in addition to possibly providing land and other considerations, commensurate with the respondent’s investment.

In the end 18 responses from a total of 27 HEIs were received, according to this 17 March 2011 press release:

  • Åbo Akadmi University, Finland
  • Amity University, India
  • Carnegie Mellon University with Steiner Studios
  • Cornell University
  • Columbia University and the City University of New York
  • The Cooper Union
  • École Polytechnique Fédérale de Lausanne, Switzerland
  • Indian Institute of Technology Bombay, India
  • Korea Advanced Institute of Science and Technology, Korea
  • New York University, Carnegie Mellon, the City University of New York, the University of Toronto, and IBM
  • The New York Genome Center, with Albert Einstein College of Medicine, Columbia University Medical Center, Memorial Sloan Kettering Cancer Center, Mount Sinai School of Medicine, New York University, Rockefeller University, and the Jackson Laboratory
  • Purdue University
  • Rensselaer Polytechnic Institute
  • Stanford University
  • The Stevens Institute of Technology
  • Technion-Israel Institute of Technology, Israel
  • The University of Chicago
  • The University of Warwick, United Kingdom

This lineup of universities is noteworthy for it is the largest ever number of HEIs simultaneously considering the stretching of their institutional infrastructures out across space and into one place (NYC, USA). No other jurisdiction has ever, as far as I know, received such an expression of interest in such a concentrated period of time, highlighting the hold the city has on imaginations worldwide. Prometheus unbound, indeed.

As Mayor Bloomberg noted at the same time:

We were enormously optimistic that this once-in-a-generation opportunity would draw the interest of top caliber universities from New York City, the region and the world, and the number and breadth of responses is as strong an endorsement of the idea as we could have hoped for,” said Mayor Bloomberg. “The institutions that responded recognize the historic opportunity this initiative represents – to grow a presence in the world’s most dynamic, creative and globally connected city. For New York City, it’s an opportunity to increase dramatically our potential for economic growth – a game-changer for our economy.

To cut a long story short, these expressions of interest were vetted and used to develop a comprehensive Applied Sciences Request for Proposals (RFP) to develop the applied sciences campus. The RFP, which was issued on 19 July 2011, had a closing date of 28 October 2011.

On 31 October 2011, the City of New York issued another press release noting that the City had received 7 full proposals put together by these 17 HEIs:

  • Amity University (Governor’s Island)
  • Carnegie Mellon University/Steiner Studios (Brooklyn Navy Yard)
  • Columbia University (Manhattanville)
  • Cornell University/Technion-Israel Institute of Technology (Roosevelt Island)
  • New York University/University of Toronto/University of Warwick (UK)/The Indian Institute of Technology, Bombay/City University of New York and Carnegie Mellon (Downtown Brooklyn)
  • New York Genome Center/Mount Sinai School of Medicine/Rockefeller University/SUNY Stony Brook (Midtown Manhattan)
  • Stanford University/City College of New York (Roosevelt Island)

Each proposal crafted plans to “develop and operate a new or expanded campus in the City in exchange for access to City-owned land and up to $100 million in City capital.”

Interestingly the geographies of these HEIs are less diverse than the lineup noted in relationship to the Dec 2010 response. Clearly the commitment required to harness the direct and indirect resources that would bring such a risky project to life was significant.

By mid-December 2011 a decision was made that one proposal (put together by Cornell University in partnership with Technion-Israel Institute of Technology) would get the formal go-ahead. The image below comes from the proposal, and is supplied courtesy of Cornell University.

While there has been significant coverage of this news story, this 19 December 2011 press release remains the best summary of the proposed project, to date. The official project sites run by Cornell, as well as by the NYCEDC are worth reviewing as well.

During the first two months of 2012 development planning has been fast-tracked and the senior leadership team has been put together. It is also worth noting that discussions are continuing with NYU-led consortium (with the University of Toronto, University of Warwick, Indian Institute of Technology, Bombay, CUNY, and Carnegie Mellon University) in relationship to a Downtown Brooklyn site, as well as with Carnegie Mellon and Columbia in relationship to two other sites.

I’ve outlined the above stages and provided some links in part so readers of GlobalHigherEd could locate materials about the early development stages of Applied Sciences NYC in one spot. But in doing so, and in grappling with the territorial unsettlings inspired by the draw of the global city of New York, I can’t help but be fascinated by the significance of this experiment a number of levels. From a global higher ed perspective, Applied Sciences NYC is noteworthy because it is generative of:

  • The formation of deep partnerships between universities from different countries, but in a new (third) setting. In so doing, universities have no choice but to forge deep and relatively trusting relations, a requirement and an outcome absent from traditional international partnerships (which are usually struck up for the purpose of forging partnerships, i.e. partnerships in search of legitimizing projects).
  • The creation of a partnership node that can be opened up, at will, to new partners while also serving as a prospective site of engagement between Cornell and Technion’s existing partners universities in the US, Israel, and abroad. This is, indeed, the value of drawing in universities like Technion and Cornell (on this issue see President David Skorton’s guest entry ‘A Cornell University response to ‘A question (about universities, global challenges, and an organizational-ethical dilemma)’’ in Global Higher Ed). Thus, the new campus could, in theory, serve as a site of research, teaching, and collaboration more generally, for the many universities that Cornell and Technion trust and respect.
  • The establishment of new research and teaching programs that will have significantly more latitude for configuration given the novelty of the campus, and the mandate associated with the original RFP issued by NYC. In short, some distance from the origin sites of both Cornell and Technion may help both universities break free from established practices and unwritten codes of convention on their main campuses, for good and bad.
  • The ability to design a campus from scratch, which will enable barriers to collaboration to be designed away (well, in theory!).
  • The creation of an institutional space that will allow these two universities, not originally based in the city of New York, to identify and work more intensely with New York-based partners in the public, private, and non-profit worlds. The abundance of international organizations, NGOs, and non-profits in the city of New York cannot help but be a huge resource to these two universities, especially if they are cognizant of the importance of viewing ‘innovation’ broadly.
  • The creation of physical presence in New York so as to at least have the potential to forge informal relations of trust and interdependency with city-based actors (be they US or foreign). This is, for example, one of the benefits reaped by INSEAD after it established a deep presence in the global city of Singapore in 2001. The unruly processes associated with innovation often take time: they often occur by accident, and serendipity often comes into play. Serendipity is better facilitated, if indeed it can be facilitated, via proximity and territorial co-presence.

These are just a few aspects of the development process that come to mind. While there are many more I could have flagged, I have some World Regions course grading to attend to!

In closing, Applied Sciences NYC is much more significant that even its advocates realize. This is a long-term experiment in reconfiguring the university-territory relationship.  Not all universities can nor should do this, but at least some should. And don’t rush to judgment too quickly, either: as a fascinating article about Bell Labs in yesterday’s New York Times reminds us, ‘true innovation’ takes time, and while revolutions happen fast, they ‘dawn slowly.’

Kris Olds

Visualizing the globalization of higher education and research

GlobalHigherEd is still alive, I assure you! Unfortunately, our respective responsibilities, and some surprises, have been all consuming of late.

Over in Bristol, Susan has been busy with a recent keynote in the Gulf region on the intersections of the public and private; a talk that drew material from her contribution to a fascinating project on the conceptualization of public-private partnerships, including in higher education. This project, which will be published in book form, ties into our broader interests in the desectorialization and denationalization of higher education.

Across the Atlantic, in Madison WI, the last 1.5-2 months have been rather unique, to say the least! Apart from the ‘usuals’, I’ve had my head down creating a new on-line (virtual) course titled World Regions: Problems and Concepts, while also being engaged in debates about the proposed New Badger Partnership (NBP); an initiative which organizationally and symbolically pulls UW-Madison out of the UW System, providing it with greater autonomy over governance matters, albeit with uncertainty (to date) about process, structure, and outcomes. My colleague, William Cronon, was also hit with an open records claim by the Republican Party of Wisconsin; a development that spiraled into a national media issue. Who said life in the ‘flyover zone’ (as the US Midwest is sometimes deemed) is boring! All of these topics will serve as rich empirical cases for entries over the next several months as we try to come up for air, and shed light on some of the more ‘global’ dimensions of these issues in GlobalHigherEd.

Apart from the above, we’ve also been working to launch a GlobalHigherEd visualization initiative. This initiative, backed by some valuable seed funding via the Worldwide Universities Network (WUN), is fueling the development of a series of visualizations about phenomena associated with the globalization of higher education and research. Curiously, these phenomena are remarkably under-visualized. To be sure there are some excellent graphics in reports like the OECD’s annual Education at a Glance series, or Olivier H. Beauchesne’s fantastic Map of Scientific Collaboration Between Researchers, but really, when you think about it, there are remarkably few informative visualizations (both static and dynamic) about phenomena like student mobility, regionalism and interregionalism, international collaboration, evolving modes of knowledge production, branch campuses, emerging forms of global governance, the uneven spread of private higher education, and so on.

The map below – a static (circa 2009) visualization of the branch campus phenomenon, is based upon the OBHE’s 2009 report International Branch Campuses: Markets and Strategies.


To be sure we all know that the branch campus phenomena is associated with a very uneven development pattern, but it is only via graphics like these that the uneven global geography is discernable. And as visualizers know, images like these do work and travel easily, including to contexts where language barriers to the consumption of text (typically in English) are high.

Over time we expect to develop many more visualizations. Future visualizations will be both static and dynamic, and include those that attend to change over time.

If you have any suggestions for topics or themes that lend themselves to being visualized, please email Kris <olds@geography.wisc.edu>, Susan <S.L.Robertson@bristol.ac.uk>, and cc our wonderful cartographer Tanya Buckingham <tbuckingham@wisc.edu>, assistant director of UW-Madison’s Cartography Laboratory.

Kris Olds

A Cornell University response to ‘A question (about universities, global challenges, and an organizational-ethical dilemma)’

Editors’ note: our thanks to David J. Skorton, President, Cornell University, for his informative and thought provoking response below to Nigel Thrift’s ‘A question (about universities, global challenges, and an organizational, ethical dilemma)‘. David J. Skorton (pictured to the right) became Cornell University’s 12th president on July 1, 2006. He holds faculty appointments as professor in the Departments of Medicine and Pediatrics at Weill Cornell Medical College in New York City and in Biomedical Engineering at the College of Engineering on Cornell’s Ithaca campus. He is also chair of the Business–Higher Education Forum, an independent, non-profit organization of Fortune 500 CEOs, leaders of colleges and universities, and foundation executives; life member of the Council on Foreign Relations; co-chair of the advisory board for the Africa-U.S. Higher Education Initiative of the Association of Public and Land-Grant Universities; member of the National Advisory Council for the National Institute of Biomedical Imaging and Bioengineering of the National Institutes of Health; and Master of the American College of Cardiology.

As our regular readers know Professor Nigel Thrift, Vice Chancellor of the University of Warwick, contributed an entry where he posed: ‘A question (about universities, global challenges, and an organizational, ethical dilemma)’. Professor Skorton’s response below is the third response to Nigel Thrift’s ‘question’. The first two were provided by Peter N. Stearns, Provost of George Mason University, and Gregor McLennan, Professor of Sociology and Director of the Institute of Advanced Studies, University of Bristol.

Several more responses are in the works, and others can be proposed (via <kolds@wisc.edu>) through to April 2011.

Kris Olds & Susan Robertson

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My British colleague Nigel Thrift asks if we should be bothered by our role as universities in the “long emergency” of global suffering and deterioration, whether it be through climate change, hunger, poverty or disease [‘A question (about universities, global challenges, and an organizational, ethical dilemma)‘, April 8, 2010]. He says, “Yes, we should,” and I fully agree with him.

By any measure, the facts go beyond the alarming: World Bank socioeconomic indicators show a high level of human misery, from extreme poverty to child malnutrition, particularly in those countries suffering from armed conflict. More than 1 billion people lack access to potable water, and 42 percent of the world’s population–that’s 2.6 billion people–don’t have access to proper sanitation. More than 10 million children under the age of 5 die every year from causes that would be preventable with better nutrition and access to health care.

Clearly, universities in the developed world have a major role to play in alleviating this human suffering. This is especially true in the United States, where universities traditionally have carried out a three-part mission of teaching, research, and outreach and service to the larger world.

Nigel talks about our intellectual and ethical responsibilities and the need for decisive action. Those reasons are splendidly altruistic and well-stated. As an American, I would add a further reason to act: higher education is one of the most effective and credible diplomatic assets available to the United States. Before my overseas colleagues cringe in dismay, let me add that I am in no way advocating that higher education be utilized for political gain or advantage. But I do contend that colleges and universities are among our country’s best tools to build human and societal capacity and foster positive international relations in a world in which the United States is being challenged economically as well as on religious, moral and ideological grounds. The global participation of our universities can help alleviate poverty and create a pathway for millions to improve their own lives and enter an increasingly globalized society. Moreover, we in higher education in the United States need to engage the world in order to educate American students to function in a global economy and to address common problems from global outbreaks of new infectious diseases to climate change.

Many universities in the United States and other developed countries, the United Kingdom included, are already reaching out to and establishing partnerships with institutions in the developing world. Cornell is high on the list of those participating in this effort, particularly in coming to the aid of the overburdened higher-education infrastructure in Africa. In 2007, for example, Cornell established a master’s of professional studies degree program in international agriculture, with emphasis on watershed management, in Ethiopia in partnership with Bahir Dar University. In addition, our Weill Cornell Medical College is working to strengthen medical education at the Weill Bugando University College of Health Sciences and at Bugando Medical Centre in Mwanza, Tanzania, in order to improve and expand Tanzania’s core of health-care providers. We need many, many more initiatives like these to directly confront the issues of world poverty, illiteracy, hunger, disease, and societal dysfunction.

Nigel notes that “perhaps it could be argued that we are now on a kind of war footing and need to act accordingly,” and I have described the international situation as “explosive.” But what is needed is not so much a warlike stance as a long-term commitment to address problems that have seemed intractable for at least half a century.

Nearly three years ago I proposed the creation of a new Marshall Plan for higher education that would enlist colleges and universities in fulfilling their potential as educators, developers and researchers for the world. What would such a plan achieve? First, colleges and universities need to coordinate our efforts at capacity-building in the developing world, and by that I mean developing a new kind of plan that would enable us to work together on education, research, and outreach. Second, we need to make sure our efforts complement the current work by nongovernmental organizations, foundations, and by government agencies in confronting the issues of literacy, nutrition, global health, sustainable technologies and conflict resolution, among others. And third, we need to follow the lead of our colleagues in the developing world who are most knowledgeable about local needs and the cultural, social, and political contexts within which projects and programs must operate.

A major thrust must also be to make higher education available to the growing number of students in the developing world with few options to pursue postsecondary education. As I have written before: We cannot handle tomorrow’s students and the demands for advanced skills with the resources that exist today.

Just as U.S. Secretary of State George C. Marshall’s 1947 proposal for a massive program of aid and redevelopment helped bring a war-ravaged Europe back to economic health, political stability and peace, an enlightened, coordinated, and broad-based plan could greatly benefit the developing world today.

Is such a plan feasible today, given the much wider global community? I sincerely hope so, and I am also hopeful that as more and more of our research universities reach out globally, they will see that the stakes are even higher now than they were six decades ago. The appalling conditions faced by vast numbers of the world’s people create a humanitarian crisis of the first order and, as such, a threat not only to stability and intercultural understanding, but also to peace.

But, Nigel asks, are universities “optimally organized” to address these fundamental global challenges? “Optimally organized” is elusive and must be defined on a local basis. However, based on past and present action, I can certainly answer for Cornell, which has a long history of international research and capacity building. The Cornell-Nanking Crop Improvement Program, a cooperative agricultural exchange program, was carried out in China between 1925 and 1931 to improve the major food crops of northern China and train Chinese investigators in crop-improvement techniques. That effort paved the way for many post-World War II technical assistance programs involving American universities and their counterparts overseas.

We, and many of our peer institutions, have long regarded ourselves as international universities, and ever more institutions in the United States understand that they need to engage the world by educating American students to function in a global economy by exposing them to the breadth of world cultures. These students quickly find that collaboration across national borders often is the most effective way to attack a variety of research problems and to build human and institutional capacity in the developing world.

One thing is apparent: No single college or university, acting alone, can achieve what is needed to solve global society’s growing ills. Working together, however, the research institutions of the United States and the rest of the developed world, in cooperation with those already in the field and in local leadership positions, can play a central role in helping countries that are struggling to meet the needs of their citizens. Acting together, we can improve local education, apply research and contribute our problem-solving skills.

The world increasingly is turning to higher education to develop and share the knowledge needed to solve its most critical problems, which know no disciplinary or national boundaries. In a 2007 essay I wrote that the development of human capacity is not only one of the most effective ways to ameliorate global inequality, it is a prerequisite for any enduring improvement of the standard of living at the local level, where it counts most. In 2010, with income inequality between the richest and poorest nations ever more pronounced, that is assuredly more certain than ever.

I firmly believe that the current global milieu – especially the frictions, fears and misunderstandings between cultures – requires responses that universities are uniquely qualified to supply: dialogue, learning, creativity and discovery. And that’s not only good for America and its friends – it’s good for the world.

David J. Skorton

U.S. branch campuses abroad: results of a targeted survey

Editor’s note: this entry was kindly contributed by Madeleine Green (pictured to the right), Vice President, International Initiatives, American Council on Education (ACE).  Madeleine Green leads internationalization efforts at ACE and its Center for International Initiatives (CII). CII offers programs and services that support and enhance internationalization on U.S. campuses. It also works with international partners on higher education issues that have a global impact, conducts research on internationalization, and advocates on international issues. Green was the recipient of the 2010 Charles Klasek Award of the Association of International Education Administrators (AIEA) for outstanding service to the field of international education.

Madeleine Green’s entry can be viewed in the context of ongoing debates about how attempts to develop relatively deep forms of ‘internationalization’ (from an institutional perspective) complement and contradict state-led territorial development agendas in ‘host’ nations (or, to be more exact, discursive-material city-regions). This is a remarkably under-researched topic despite the notable increase in media coverage of the phenomenon.  We are happy to post this entry to further thinking about the branch campus topic, and welcome further guest entries. Some additional ‘open access’ resources on this topic include this series of brief articles in International Higher Education (2010)

A longer version of Madeleine Green’s entry is available here.

Kris Olds

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Interest in and speculation about U.S. off-shore campuses and programs are growing by the day. The prospect of India opening its borders to foreign providers has unleashed speculation about India as the next frontier for U.S. campuses wanting to establish operations abroad. At the same time, the financial problems in Dubai have led to speculation that the ability of governments to provide generous subsidies to foreign operations is fragile and unpredictable. The terrain is shifting and operations abroad vary tremendously, depending on the nation.

There has been little research, however, on how U.S. institutions actually go about the business of establishing and operating branch campuses, how these operations differ by region, or the identities of the students and faculty. In an effort to fill this knowledge gap, ACE began collecting information on U.S. branch campuses abroad in 2006. Drawing on an initial assessment of the range of U.S. branches abroad, ACE assembled 11 leaders from U.S. institutions offering programs abroad and sponsoring branch campuses for a roundtable in January 2008. The meeting provided depth to ACE’s knowledge into the theoretical and practical challenges associated with establishing a branch overseas. As a beginning step toward a wider breadth of understanding the universe of U.S. branch campuses abroad, in 2009 ACE fielded a targeted survey to collect more detailed information on the structure of branch campuses.

In response to a survey sent to 88 institutions operating a total of 197 branches campuses, 20 institutions submitted information on 40 branch campuses. Sixteen (40 percent) of the branch campuses were in Asia, 15 (38 percent) in Europe, 7 (18 percent) in the Middle East and North Africa.  The results are supported by information drawn from Mapping Internationalization on U.S. Campuses, a national survey of 2,746 institutions conducted in 2006, as well as ACE’s ongoing dialogue on this topic with campus leaders.

The survey used the following definition of branch campus:

  • The branch campus rents or owns educational facilities (this could include a library, laboratories, classrooms, and/or faculty and staff office space) in a different country from the U.S. parent institution.
  • The branch campus offers courses in more than one field of study leading to a degree.
  • The degree bears the parent institution name (either alone or with a partner institution).
  • The branch campus is where students take the majority of their courses and finish their degree.
  • The branch campus offers mainly face-to-face instruction.
  • The branch campus has permanent administrative staff.

Conclusions

There is no predominant model. ACE research on U.S. branch campuses abroad reveals a wide variety of approaches. Some campuses are fully funded by the host government, some receive partial support, and some receive none. According to the preliminary results of the 2009 ACE targeted survey of U.S. branch campuses abroad, some campuses offer only undergraduate programs, some only graduate, and some offer both, and the faculty were nearly equally likely to be employed by the branch campus as the parent institution. Institutions with branch campuses abroad reported that the development of a branch campus is shaped by many factors, including needs and regulations of the host country, availability of partners, and strengths of the U.S. parent institution. Additionally, those that have set up campuses in different countries indicated that each experience was different, and although there are lessons to be learned from prior experience, the initiatives differ from one another.

Regional differences exist. The data showed some regional patterns. Branch campuses in Europe were more likely to have been founded before 2000, while those in other parts of the world have been established more recently. Faculty at European branch campuses were likely to be drawn from that region, while faculty at Asian and Middle Eastern branch campuses were more likely to be from the United States or countries other than the host country.

Branch campuses in the Middle East were more likely to receive support from the host government than those with branch campuses elsewhere. States such as Qatar and the United Arab Emirates have made huge investments to attract foreign institutions to meet the demand for higher education in their country and in the region, to increase their national capacity for research, and to advance as knowledge societies. Thus, their willingness to provide financial support for U.S. and other institutions has helped them meet their national goals. Most European nations, on the other hand, are not experiencing rapid growth in demand and have well-established higher education systems with sufficient capacity to educate their domestic students. They were, therefore, more likely to use traditional institutional partnerships to enhance their teaching and research.

U.S. institutions show intense interest in Asia, where there is tremendous demand for higher education. Asian nations are unlikely to provide operating revenue to branch campuses, although they do provide other types of support. Nearly all the branch campuses in this region received support in the form of facilities. In addition, the U.S. parent institution keeps a close association with the Asian branch campus: The majority serve as the employers of the faculty and about half reported that that the majority of their branch campus faculty were from the United States. These findings suggest that these institutions are exercising quality control by selecting and employing U.S. faculty.

The absence of branch campuses in sub-Saharan Africa and Latin America in this survey was notable. The 2006 Mapping Internationalization national survey indicated that 7 percent of respondents had branch campuses in sub-Saharan Africa (excluding South Africa) and 3 percent were operating programs in South Africa. Although little information is available, we can hypothesize that even though the demand for higher education is great in Africa and Latin America, the pool of students able to pay the fees required by foreign institutions is small, and the ability and/or willingness of African governments to provide assistance is equally lacking. Regardless of reason, Africa does not seem to be fertile ground for branch campuses.

ACE’s research suggests a need for further inquiry into the future of branch campuses. The effect of the worldwide economic downturn on both supply and demand is uncertain. It remains to be seen whether students will be more likely to seek a foreign education at home. If the demand (and the market) continue to be so great in Asia and other regions, branch campuses could not only flourish but also increase. Such a scenario would suggest the growth of branch campuses, perhaps at the expense of international mobility. In another scenario, economic recession may make a foreign education unaffordable for many students and their families, even in one’s home country or region.

There also are unknowns on the supply side. It may be that U.S. institutions battling financial issues will be less inclined to venture abroad. Even if support for such initiatives is available, institutions may be deterred by the requirements of time and effort, not to mention the inevitable hidden costs. Faced with uncertain financial circumstances, higher education leaders, boards, and legislatures may feel that now is not the moment to chart unknown courses. On the other hand, they could decide that these times present opportunities that should not be refused.

Madeleine F. Green

Collapsing branch campuses: time for some collective action?

The process of denationalization, which Saskia Sassen amongst others has been attempting to analyze, is clearly not a seamless process, even when implemented by well-resourced institutions and knowledgeable people. While Sassen’s main concern is with the denationalizing impulse within nation-states (e.g., ministries), denationalization is also associated with pushes beyond the national scale by institutions in other sectors, including higher education.

When universities reorient from the national to the global and decide to open up a branch campus, for example, they are faced with a whole host of options and questions related to values (the guiding principles), geographical imagination (scales to work at), capabilities (moving from vision to implementation and governance), level of engagement (the depth of linkage question), and mechanism for entry (ranging from franchising (yes, this term is used) through to fiercely independent campuses with replica faculty working conditions).

gmurakLast week’s higher education media journalists allocated significant attention to the collapse of George Mason University’s campus at Ras Al Khaimah (RAK) in the United Arab Emirates. Here are a few of the key articles:

Link here for the GMU announcement, and here for a pre-set Google weblog search on the topic. GMU’s Provost (Peter N. Stearns) also had this to say, in a refreshingly open and honest way:

Closing the RAK Campus

By this point many people in the Mason community will know that we have decided to close the Mason operation in Ras al-Khaimah as of the end of this semester. Negotiations with our funding partners in RAK broke down both over budget levels for the current year and over changes our partners sought in reporting structures. We concluded that the result would not allow us to sustain the academic quality to which we’re committed and indeed might affect our accreditation. The decision having been made, we are working hard to live up to the obvious responsibility we have to our students there (about 120 of them), giving them as many options as possible including facilitating their coming to our campus here to complete their work. It’s a messy and distressing process.

As negotiations began to break down, I had several days of self-castigation, wondering what I could have done better to help prevent this unfortunate result. Then this week our University Relations office, trying to get me ready for the questions that might arise at a press conference, included the stinger, “Who at Mason is most responsible for the failure of the RAK campus.” That would be me. I know of several errors in judgment I committed or was involved in, that may have had some impact on the slower-than-expected enrollment growth (which was the clearest area where what we were trying to do broke down somewhat). I certainly know of several things I would do differently in a similar undertaking in future, including making sure we were well enough funded at the outset to hire a manager at our end to oversee the project. I also believe that it is important to admit mistakes (and to be forgiven for them, as long as they don’t pile up unacceptably). I’ve never cared for a leadership situation that either pushes toward denial of error, or assumes that any error will be seized upon without mercy. But I further believe that it’s vital not just to admit, to learn from, but also to get over. So we’re working hard on cleaning up the RAK residuum but also looking to other projects, including some in the global arena, that are pushing out in really promising directions.

This is an issue we have written and spoken about before, and it is one that national associations (e.g., the American Council of Education (ACE)) are starting to pay attention to.  See these ACE reports, for example:

Yet, despite the production of these informative reports, and associated discussions in Washington DC, I can’t help but wonder why there is not more collective action to understanding the pros and cons of the branch campus development process, with guides and courses to assist. In the GMU-RAK case everyone — the host government, the university, and the students — loses. You would think, given the scale of the endeavors underway (especially in the Middle East, and Asia to a lesser degree) that at least one information-packed website would have been developed, or one short-term executive education-style course would have been set up. Yet there is nothing, nadda, zip. GlobalHigherEd probably has more information than any other open-access website (at least in English) yet it is woefully undeveloped, dependent as it is on our spare time (which is in short supply right now).

If I could create the dream resource for the administrative entrepreneurs in universities considering branch campuses, it would consist of a 2-3 year long program of periodic one week courses run by INSEAD (developer of the most successful new campus in a distant location (it is actually their second campus, versus a ‘branch campus’)) to deal with the strategy and negotiation elements, in association with regional (area studies) experts. It is worth adding that Gabriel Hawawini and Arnoud De Meyer (now at the Judge School of Business, University of Cambridge) guided the INSEAD campus into existence. I recognize that INSEAD is only a business school, but they have thought through all aspects of the development process, and have situated the issue within a broader context regarding both strategy and the political economy of development in host nations. INSEAD also has a track record in developing resilient campuses and programs abroad. INSEAD might also draw in expertise from the University of Warwick, which developed the most comprehensive planning process yet; one that led them to decide, in 2005, to not develop a Singapore-based branch campus for approximately 10,000 students.

If I could create the dream resource for the officials and politicians considering hosting branch campuses, it would consist of a 2-3 year long program of periodic one week courses jointly run by INSEAD, the OECD’s Programme on Institutional Management in Higher Education (IMHE), the International Association of Universities (IAU), and 1-2 key national associations of universities (e.g., ACE) from likely source countries. This rather heterogeneous grouping would have the capacity to deal with the range of issues host governments need to consider when devising and implementing this form of capacity building development strategy, while being distant enough from the process to critique host government’s fixation with importing ‘brand names’ above all else. My research on the development process in Singapore also generated a feeling that host governments have a challenging time understanding how universities in other parts of the world function (both formally and informally). Even senior ministerial officials with overseas degrees lack sufficient knowledge and perspective: they were, after all, only students during their time abroad.

Finally, the courses would be heavily subsidized by the governments of both source and host countries, the World Bank, and the OECD, thereby drawing in both curious and committed stakeholders. It would also result in the production of a comprehensive open access web-based portal on all aspects of the development process; a permanent resource, if you will, for governments and universities reflecting about this issue. While it is to be expected that consultancies like the Washington Advisory Group will attempt to profit from this development process, insights on the development process need to be circulated much more widely in the public sphere.

George Mason University’s campus in Ras al Khaymah has collapsed. Similar collapses have happened in Malaysia, South Africa, Singapore, and several other countries. How many more messy failures like this do we need? Why can’t we deal with this issue in a collective way, one sensitive to the viewpoints of all parties associated with this complicated development process, yet one that recognizes that capabilities to ‘reach out’ in new ways need to be systematically enhanced.

Kris Olds

The US – India ‘knowledge’ relationship: the sleeping giant stirs!

gore Editor’s Note: This entry has been kindly prepared by Tim Gore, now Director of The Centre for Indian Business, University of Greenwich, London, UK.  Prior to this, Tim was Director of Education at the British Council in India, where he was responsible for growing the knowledge partnership between India and the UK. Tim also led the establishment of the UK-India Education and Research Initiative (UKIERI) that is profiled in an earlier blog entry.

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How will President Obama’s ambitious plans for a new diplomacy translate into practical international relations and how will this impact on the education sector? An early example of this may prove to be relations with India and some clues may be in the newly released Asia Society Task Force report: Delivering on the Promise: Advancing US Relations with India.  goreasiasociety2goreasiasociety1

The high level rhetoric for the US-India relationship may not have changed that much after all President Bush declared ‘the world needs India’ on his 2006 visit to the Indian School of Business (ISB) – Hyderabad –  a school touted by the new report as an example of what can be done with good US-India cooperation. The School works in partnership with Wharton and Kellogg and prompted a Bush accolade ‘You’ve got a great thing going’!

However, the tone of the report is a substantial departure from the Bush years. Democratic colors are now firmly fixed to the mast and references to ‘reciprocity’ and ‘understanding India’ abound, while the ‘world needs India’ has changed to ‘the USA needs India as an ally in its foreign policy issues’.

The education agenda is a little buried in this report. It has been classified under the second track ‘Joint Public-Private Partnerships for Complex Global Challenges’. Is this code meaning that there will be little Government funding available (seed-corn funding is mentioned briefly)? After all, educational relations between the two countries have flourished over the years, despite a relative absence of visible policy and public sector involvement. There are over 80,000 Indians studying in higher education in the US every year and the US dominates the ‘market’ for doctoral studies. Also, many commentators (see, for example,  Anna-Lee Saxenian’s book The New Argonauts: Regional Advantage in a Global Economy) have pointed out the seminal role of talented Indian entrepreneurs in Silicon Valley and elsewhere and research links with the US are strong and growing.

There are also quite a number of US tertiary collaborations with India (although surprisingly bearing in mind the respective sizes of their tertiary sectors, not more than the number of UK collaborations). However, the use of ISB as a beacon of attainment highlights the key issue with US-India educational relations and the nuances of policy that the US will need to get right.

goreisb ISB is an exceptional institution, undoubtedly in the top tier of such institutions globally, in terms of how hard they work their students if nothing else! However ISB, with its powerful private sector Governing Board and influential international links (US presidents don’t drop into every management college with a foreign badge on the gate), is not accredited in India by the relevant regulatory body the All India Council for Technical Education (AICTE).

Similarly, the campus of the US Western International University run by the influential Modi family has no official status in India. If pressed, officials will say that it is ‘not legal’.

Australia, New Zealand and UK have a multilateral forum with India on quality assurance, regulation of cross border education and other issues of mutual interest, The US approach thus far has been to lobby for liberalisation of the sector. Alienating the Human Resources Ministry may not matter in trade relations, but it will matter in education and knowledge partnerships.

The report shows little understanding of the education sector. It claims that direct investment in education is not allowed in India. This is not really the case as a recent MoU to establish a campus of Georgia Institute of Technology in Andhra Pradesh (near the ISB) demonstrates. Regulation of foreign provision in India is unclear with the relevant legislation frozen in parliament but accreditation can be achieved. The UK’s Huddersfield University has both invested in, and achieved, official recognition of its joint venture in ‘Hospitality Management’ with the Taj Hotel Group in India.

Similarly, the report claims that the higher education sector is overwhelmingly public which is again not the case. Over 50% of higher education provision in India is private and the vast majority of audiences the US would like to address at secondary level will attend private schools which dominate the urban areas. This brings me to a second point.

The ISB example, while interesting, also misses the point raised, as the main way the US can build an educational relationship with India is claimed to be partnership in meeting the training requirements for India’s large population. ISB and similar Tier 1 institutions will never address this demand with their tiny elite intakes. More relevant are the 1800 engineering colleges with Tier 2 aspirations that are currently achieving less than 30% employability according to the IT industry body Nasscom. Here the community colleges and Tier 2 US institutions could play a bigger role (briefly touched upon in the report). And here, also, the private sector becomes very relevant with the enormous number of Tier 2 private institutions springing up all over India.

Finally, the potential of the partnership is less than fully explored here. The US already has a substantial knowledge partnership with India which transcends the main objective in the report; of helping India to produce its next generation workforce. The complex research and innovation links with US through entrepreneurs and highly qualified graduate technicians and scientists are of immense value to both countries but largely ignored in this report. The overall impression is of a hastily prepared report to encourage the new administration to focus on India.

Many of us have wondered what would happen if the sleeping giant awakes and the US take a more pro-active and coherent approach to its knowledge and education partnership with India.This report may be the alarm clock going off..!!

Tim Gore

From sifting and winnowing, to the University in Exile, to Universities in Dangerous Times

As one of us (Kris) walked towards a College of Letters and Science Curriculum Committee meeting yesterday afternoon I passed by Bascom Hall, the central administrative building of the University of Wisconsin-Madison. A memorial plaque at the main entrance to Bascom Hall states the following:

Whatever may be the limitations which trammel inquiry elsewhere, we believe that the great state University of Wisconsin should ever encourage that continual and fearless sifting and winnowing by which alone the truth can be found.

The plaque makes reference to a celebrated 1894 case regarding Richard T. Ely (pictured above in 1910), director of UW-Madison’s then School of Economics, Politics and History. Ely’s work was equated with “utopian, impractical, or pernicious doctrines”, and he was being vigorously attacked at the time. In the end his job, genuinely on the line, was saved.

The Ely case, and the principles expressed in the Board Of Regents 1894 ruling (part of which are quoted above), become one of the foundations of academic freedom in the United States; a principle and practice that, while not perfect, plays a fundamental role in the capacity of US universities to be prolific producers of knowledge, and of innovations.

The production and circulation of knowledge is not always a straightforward matter. The capacity to speak ‘truth to power’, or simply to search for the ‘truth’, on issues as basic as bridge collapses or the causes of cancer, let alone labour rights, social inequality or torture, is not guaranteed: it has to be maintained, discussed, preserved, protected, symbolized, institutionalized, memorialized, and fought for.

In this historic context, the intertwined forces of globalization and neoliberalism, and the associated restructuring of higher education and research, are generating a series of challenges for advocates of academic freedom. For example, the establishment of branch campuses and overseas programs is generating a series of fascinating deterritorializing tendencies, an issue one of us has written about in the Singaporean context*, and which remains surprisingly unexamined in the rush of changes in the Middle East (especially Qatar and UAE) right now.

It is thus noteworthy that a conference – Free Inquiry at Risk: Universities in Dangerous Times – will be held at The New School in New York City on October 29, 30, and 31, 2008. As the organizers of the conference state:

Over three days, the conference speakers will explore: how the trends and challenges that face universities in the US and abroad today may affect the core values of academic freedom and free inquiry. These current trends include rapid globalization, changes in the geo-political arena, modes of financing, the extension of higher education franchises, the rise of collateral institutes and research centers, the relationship between specialization and integration, regime change, and other conditions of duress.

With reference the historic foundations of academic freedom, at least in the US, the conference is also a “major part of the commemoration of the 75th anniversary of the University in Exile, a remarkable haven of academic freedom and free inquiry”. As The New School puts it, the University in Exile was conceived by its first president (an economist), Alvin Johnson, and it:

rescued and employed European intellectuals and artists who had been dismissed from teaching and government positions by the regimes of Hitler and Mussolini. More than 180 scholars and their families found refuge here, including Gestalt psychologist Max Wertheimer and economists Karl Brandt and Gerhard Colm. Nobel prize winner Franco Modigliani was one of its first students. In 1934, the University In Exile—renamed The Graduate Faculty of Political and Social Science—received authorization from the Board of Regents of the State of New York to offer master’s and doctoral degrees, and began publication of its international journal of the social sciences, Social Research, still one of the most influential academic journals in the United States.

Speakers at the October conference, 75 years later, include Ira Katznelson (Ruggles Professor of Political Science and History, Columbia University), Bob Kerrey, President, The New School), Craig Calhoun (President, Social Science Research Council; University Professor of the Social Sciences, New York University), Arjun Appadurai (John Dewey Distinguished Professor in the Social Sciences, Senior Advisor for Global Initiatives, The New School), Deepak Nayyar (Distinguished University Professor of Economics, The New School for Social Research; Former Vice Chancellor, Jawaharlal Nehru University, New Delhi), Robert M. Berdahl (President, Association of American Universities; Former Chancellor, University of California, Berkeley), Hanna Holborn Gray (Former President, University of Chicago), Anthony W. Marx (President, Amherst College), Charles M. Vest (Former President, Massachusetts Institute of Technology), and Joseph W. Westphal, (Provost, The New School; Former Chancellor, University of Maine).

These are challenging times, and it will be interesting to see how effectively this stellar line-up of speakers and panelists grapple with the topic Free Inquiry at Risk: Universities in Dangerous Times. How will they, for example, relate thinking about academic and free inquiry to the many non-university spaces, or hybrid (their term is “collateral”) spaces, associated with contemporary knowledge production? And what of the deterritorialization of academic freedom in places like Qatar Education City, Singapore’s Global Schoolhouse (where Hanna Holborn Gray’s university has a formal legal presence via the Chicago Graduate School of Business) or NYU Abu Dhabi? Will discussions engage in the grounded practices associated with important initiatives being undertaken by NYU-based Scholars at Risk (SAR) and the Institute of International Education (IIE). Finally, how will they engage with the less tangible governance forces shaping free inquiry that we have been tagging, in GlobalHigherEd, under the ‘audit culture’ umbrella.

Path dependencies are being generated right now across the globe regarding how free inquiry is being re-conceptualized, and protected or inhibited. The timing for such an event could not be better given the fast pace of changes underway, and the importance of not forgetting initiatives like the University in Exile.

Kris Olds & Susan Robertson

* Olds, K. (2005) ‘Articulating agendas and traveling principles in the layering of new strands of academic freedom in contemporary Singapore’, in B. Czarniawska and G. Sevón (eds.) Where Translation is a Vehicle, Imitation its Motor, and Fashion Sits at the Wheel: How Ideas, Objects and Practices Travel in the Global Economy, Malmö: Liber AB, pp. 167-189.

Globalized higher education in the United Arab Emirates – unexpected outcomes

Editor’s note: today’s guest entry has been kindly prepared by Dr. Neha Vora. Dr. Vora recently received her PhD in Anthropology from the University of California, Irvine. As of Fall 2008, she will be Assistant Professor of Anthropology and Women’s Studies at Texas A&M University. Her current research focuses on the dynamics of race, class, and gender in the United Arab Emirates and how they affect the large Indian migrant population. By focusing on the overlaps between state and expatriate discourses, she considers how migrants, who officially do not have access to citizenship or permanent residency, are often participants in the production of forms of exclusion and exploitation in contemporary Dubai. Dr. Vora also holds an MA in Women’s Studies from San Francisco State University. Her next research project will focus on the recent influx of American Universities into the Gulf Arab States, including Texas A&M!

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In 2006, I was in Dubai conducting research among the large Indian migrant community in that emirate. Several of my younger informants, it turned out, had attended branches of US-accredited universities, which were a relatively new arrival in the Gulf States. My research, which focused on forms of identity and belonging among differently situated South Asians, was mainly concerned about the question of what it means to belong to a place like the UAE, where despite family histories that sometimes go back generations, one has no access to citizenship or even permanent residency. I started to notice that almost all of my informants, while staking certain historical, cultural, and geographic claims to Dubai and the UAE, vehemently denied any desire for formal belonging. In fact, the exclusion of the UAE’s overwhelmingly non-citizen population was predicated in many ways on the participation of non-citizens themselves. However, one group of informants differed greatly in how they spoke about their status in the UAE, and these were the young people who had attended foreign universities in the Gulf. They were actually quite politicized. They spoke of themselves as “second-class citizens” and expressed anger at what they felt to be systemic discrimination against South Asians in the Gulf. And, surprisingly, they attributed their awareness of their own exclusion directly to their university experiences, at schools like American University of Dubai, University of Wollongong, and American University of Sharjah, among others.

In the last decade, the options for higher education in the Gulf have expanded. Higher education is one of the major focal points of non-oil development in the Gulf States, and it is of particular importance to the rulers of the United Arab Emirates. The American University of Sharjah (AUS), for example, is affiliated with American University in Washington, D.C. and confers a degree equivalent to a US four-year university. The proliferation of colleges like AUS (pictured to the right, courtesy of the AUS website) means that a large number of expatriate middle-class children, who used to have to go abroad for higher education (usually to India, Australia, Canada, the US, or the UK), are increasingly able to stay in the UAE through the time of their college graduation. Therefore, many South Asian young people I interviewed, unlike their parents or even their slightly older counterparts, had not previously considered the reality of perhaps having to migrate to another country to find work, settle down, and start a family. Here, I consider briefly how the recent influx of American and other foreign universities into the Gulf works to produce Indian youth as both parochialized South Asian and neoliberal transnational subjects, who in turn reinforce Dubai’s economic growth as well as the divide between citizen and non-citizen in the UAE.

Many scholars have connected the globalization of American universities with other trends in the university system geared at profit-making enterprises (see for example Altbach 2004; Morey 2004; Poovey 2001). In addition, there has been an increase in “market” language to speak about the university—students are considered “clients,” educational offerings “products,” and extracurricular and other options “value-added.” The marketization of education is by and large seen as a negative by American academics, who lament the contemporary commodification of higher education, part of which is indexed by the increasingly transnational nature of universities and the neoliberal orientation of international curricula. Gulf-based projects such as Education City in Qatar and Knowledge Village in Dubai seem to be prime examples of these processes, particularly in light of recent WTO negotiations to further liberalize the General Agreement on Trade in Services (GATS), which specifically includes higher education as a commodity service.

Gulf governments, faced with large demographic imbalances between citizens and expatriates, who make up the majority of the workforce in many countries, find foreign universities attractive because they provide educational opportunities for citizens that make them competitive both at home and abroad, and because they will potentially generate—after large initial investments—non-oil revenue. Foreign universities are also attractive to expatriates, who are barred from attending state schools. However, these students, particularly those who have spent their lives in the Gulf, are simultaneously inculcated into parochial national identities and an exclusion from the UAE nation-state. In addition, and perhaps conversely, the globalized American university, lamented by scholars as an erosion of the liberal ideals of the university, is providing space and opportunities for unexpected liberal politicizations and calls for rights by South Asian young people in Dubai.

When I asked Indian and Pakistani young people who attended these schools to talk about their childhood experiences, I learned that they grew up almost exclusively in South Asian social and cultural circles. Their family friends, their neighborhoods, their own friends, their schools, their leisure activities—these all produced for them a sense of Dubai (pictured here) as an Indian or Pakistani ethnic space in which they did not experience a lack of citizenship or belonging. Only in the university setting, when they began to interact with Emiratis and other expatriates, often for the first time in their lives, did they seem to develop a greater sense of the citizen/non-citizen hierarchy and the fact that they were in fact foreigners in their home. The university was a space in which all students were technically on equal footing—they had equal access to facilities, they excelled based on grades and not ethnicity, and they interacted socially with a wide range of different nationalities and ethnic groups. However, it was the very space of the academy that highlighted to my informants their difference from other groups, for they experienced direct racism and practices of self-entitlement from their peers.

While primary and secondary education in the UAE tends to follow national lines, higher education is very diverse. AUS, for example, is home to students from over seventy nationalities. For almost all of the students at universities such as this one, diversity is experienced up close in ways that it has not been before, even though they have lived their lives in a very international space. In Dubai, social, cultural, geographic, and work spaces are very segregated and defined by systemic inequalities. By entering a university space that is modeled, in most cases, on American academic institutions, these young people are placed on equal footing, at least theoretically. However, my informants recounted many incidents that made the transition into this type of egalitarian space very interesting and sometimes difficult. All of the young people whom I spoke to about being South Asian in Gulf universities told me that the thing they found most difficult was the behavior of Emirati and other Gulf Arab nationals. In our conversations, they spoke of incidents in which “locals” would cut in front of them in the cafeteria line, would expect them to share their notes and even their homework, and would speak in Arabic in mixed Arab/non-Arab social gatherings in ways that made them feel excluded. It is unclear just to what extent the social hierarchies outside of the university impact what goes on in the university itself, but while students are afforded more equality than they would be under the UAE’s legal system or in the workplace, there are inevitably ways in which these distinctions between groups seep into the university setting. AUS is an excellent example. The university, with which I was affiliated during my fieldwork, was definitely more open to the study of expatriate groups in the UAE than national universities would have been. AUS seemed happy to sponsor my residency and the professors I spoke to in the International Studies department were interested in my topic. However, after spending many days at AUS, I began to see some unique entanglements of American academic ideals and UAE societal structures.

While AUS has a stated policy of non-discrimination, houses students of all nationalities together, and attempts to enforce egalitarianism in terms of grades and even rules against cutting in line, the staff and faculty pay structures are still nationality-based. Of course the university has an official stance on fairness, but several people I spoke to at the university, both white and Indian, told me that Indians get paid less for the same jobs, particularly administrative positions. The low-wage work such as landscaping and cleaning is almost 100% done by South Asians.

Because AUS is in Sharjah, it also follows some of Sharjah’s strict decency laws. Men and women are housed in separate dormitories on different sides of the campus and women have a curfew that they have to follow or they are reported to their parents. In addition, tank tops and short skirts are banned from campus, as is any public display of affection between men and women. In the classroom itself, which often has members of the ruling families as students, faculty members do practice a certain amount of self-censorship. They do not criticize social and economic hierarchies in front of their students because they never know how influential or connected their students might be. While American universities exist in the Gulf, tenure, if available, is tied to US home universities, and jobs are bound to visas that can be revoked at any time for any reason. Classes at these universities teach Islamic cultural history and Gulf Studies, but they do not provide much information about expatriate communities or their histories in the Gulf. Professors also told me how divisive the classroom can become when they broach topics such as migration, so they tended to tread very lightly or avoid such topics altogether.

Experiences such as the ones above, inside and outside of the classroom, were the focus of my informants’ narratives about their feelings of being “second-class” in the UAE. Ironically, it was the egalitarian platform of the university, and not the segregated environment of their childhoods, that showed them the realities of inequalities in the UAE. For these young people, then, the university experience was doubly unsettling—they had to face the impending realities of perhaps settling outside of the Gulf, and they had to face the knowledge that they did not belong in the place where they felt most at home.

This personal politicization is an unintended consequence of the private university system in places like Dubai. So, as more and more South Asian migrants raise their children in Dubai, and my informants themselves start families in the Gulf, what impact will the growing number of international universities have on the Indian community? These young people were among the first to experience not having to go abroad for higher education, and despite their sense of being temporary, many were settling down (without feeling “settled”) in Dubai. In fact, some had already procured jobs in Dubai or taken over their fathers’ businesses. The sense of insecurity and the idea that they would have to move abroad did not translate to an actual move in many cases. However, the tenuousness of their lives in Dubai hindered actual assertions of political belonging.

I left Dubai feeling that the “system” was less fixed than I felt when I arrived. The differences in politicization between young Dubai-born Indians and those in their parents’ generation were stark. These young people spoke of citizenship and rights with a sense of injustice and entitlement, and in so doing, they laid claim to Dubai in ways their parents did not. The opportunity to remain in Dubai uninterrupted, as it becomes the norm for middle-class South Asian families, might increase these feelings and lead to forms of resistance and activism that the young people I interviewed did not presently consider a possibility. And the demographic impacts of expatriates who are educated in the Gulf are unclear. On the one hand, citizens have access to more education and training; on the other hand, expatriates who do not ever have to leave may begin actively to assert belonging in the domains they previously accepted as unavailable to them, like the nation.

Neha Vora